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CEM

ClearBridge MLP and Midstream Fund Inc.
CEM

Delisted

CEM was delisted on the 6th of September, 2024.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
51
Fidelity Investments
Massachusetts
$47 +$46 +1 New
HNB
52
Huntington National Bank
Ohio
$19 – – –
SCM
53
Saba Capital Management
New York
– -$100M -2,189,802 Closed
SIA
54
Sit Investment Associates
Minnesota
– -$10.4M -226,198 Closed
AC
55
Aristides Capital
Kentucky
– -$8.86M -193,475 Closed
BI
56
Bulldog Investors
New Jersey
– -$4.45M -97,213 Closed
AGM
57
Alpine Global Management
New York
– -$4.12M -90,000 Closed
CL
58
CSS LLC
Illinois
– -$3.32M -72,603 Closed
TJHA
59
Thomas J. Herzfeld Advisors
Florida
– -$3.21M -70,197 Closed
AC
60
Almitas Capital
California
– -$2.86M -62,472 Closed
KACA
61
Kayne Anderson Capital Advisors
California
– -$2.2M -48,048 Closed
EIA
62
Edgemoor Investment Advisors
Maryland
– -$2.07M -45,147 Closed
IA
63
Icon Advisers
Colorado
– -$1.76M -38,537 Closed
WAM
64
Wolverine Asset Management
Illinois
– -$1.56M -34,128 Closed
RCM
65
Rivernorth Capital Management
Florida
– -$1.17M -25,604 Closed
DLP
66
De Lisle Partners
United Kingdom
– -$1.05M -22,869 Closed
AIA
67
Absolute Investment Advisers
Florida
– -$1.05M -22,833 Closed
YCM
68
Yakira Capital Management
Connecticut
– -$772K -16,858 Closed
Stifel Financial
69
Stifel Financial
Missouri
– -$607K -13,269 Closed
TB
70
Terril Brothers
Missouri
– -$549K -12,000 Closed
VCP
71
Verus Capital Partners
Arizona
– -$515K -11,250 Closed
IWC
72
Integrated Wealth Concepts
Massachusetts
– -$445K -9,728 Closed
SI
73
Stephens Inc
Arkansas
– -$395K -8,624 Closed
QL
74
Quarry LP
New York
– -$384K -8,397 Closed
Goldman Sachs
75
Goldman Sachs
New York
– -$300K -6,544 Closed
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