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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PPA
26
Parametric Portfolio Associates
Washington
$249K +$228K +9,148 New
WS
27
Wedbush Securities
California
$238K +$2.82K +113 +1%
CL
28
CSS LLC
Illinois
$231K +$212K +8,500 New
DADC
29
D.A. Davidson & Co
Montana
$174K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$147K +$299 +12 +0.2%
WEC
31
Winslow Evans & Crocker
Massachusetts
$139K
PSUF
32
People's United Financial
Connecticut
$109K
FHA
33
First Horizon Advisors
Tennessee
$87K
MCM
34
Manchester Capital Management
Vermont
$30K
First Manhattan
35
First Manhattan
New York
$20K +$25 +1 +0.1%
CTC
36
Central Trust Company
Missouri
$14K
US Bancorp
37
US Bancorp
Minnesota
$14K
BC
38
Bartlett & Co
Ohio
$12K
Fifth Third Bancorp
39
Fifth Third Bancorp
Ohio
$10K
Northwestern Mutual Wealth Management
40
Northwestern Mutual Wealth Management
Wisconsin
$10K
FCCM
41
First City Capital Management
Georgia
$6.12K
AIM
42
Advantage Investment Management
Iowa
$6K
UFA
43
US Financial Advisors
Massachusetts
$6K
Deutsche Bank
44
Deutsche Bank
Germany
$2K -$2.07K -83 -50%
NFG
45
Next Financial Group
Texas
$1K
1832 Asset Management
46
1832 Asset Management
Ontario, Canada
-$3.71M -158,200 Closed
KIM
47
Karpus Investment Management
New York
-$2.39M -102,244 Closed
CCP
48
Clough Capital Partners
Massachusetts
-$1.36M -58,100 Closed
COLIM
49
City of London Investment Management
United Kingdom
-$1.22M -51,986 Closed
SSWM
50
Smith Salley Wealth Management
North Carolina
-$1.11M -47,473 Closed