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BTO

John Hancock Financial Opportunities Fund
BTO

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.4M -$1.99M -71,603 -5%
Wells Fargo
2
Wells Fargo
California
$16.5M +$422K +15,173 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$10.7M -$741K -26,632 -6%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$5.78M -$115K -4,150 -2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.46M +$742K +26,695 +16%
RJA
6
Raymond James & Associates
Florida
$3.3M -$41.8K -1,505 -1%
CA
7
Cornerstone Advisors
North Carolina
$2.73M +$2.71M +97,366 New
FC
8
FCA Corp
Texas
$2.61M +$32.3K +1,161 +1%
AIC
9
Aurora Investment Counsel
Georgia
$2.5M +$11.9K +429 +0.5%
LPL Financial
10
LPL Financial
California
$2.49M +$166K +5,958 +7%
Stifel Financial
11
Stifel Financial
Missouri
$2.23M +$4.75K +171 +0.2%
NSAM
12
North Star Asset Management
Wisconsin
$2.11M -$49.9K -1,795 -2%
UBS Group
13
UBS Group
Switzerland
$1.33M +$313K +11,240 +31%
LCM
14
Landscape Capital Management
New Jersey
$1.15M -$221K -7,951 -16%
SFS
15
Shaker Financial Services
Virginia
$1.14M +$546K +19,629 +93%
WAM
16
Wolverine Asset Management
Illinois
$1.1M +$871K +31,319 +400%
WIA
17
World Investment Advisors
California
$1.03M +$1.02M +36,664 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.01M +$60.3K +2,169 +6%
Bank of America
19
Bank of America
North Carolina
$1M -$173K -6,226 -15%
GJWM
20
Gilliland Jeter Wealth Management
Arkansas
$901K -$120K -4,305 -12%
Osaic Holdings
21
Osaic Holdings
Arizona
$830K +$382K +13,729 +86%
OC
22
Oppenheimer & Co
New York
$746K +$8.4K +302 +1%
SIC
23
Samalin Investment Counsel
New York
$716K +$55.4K +1,991 +8%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$555K +$29.7K +1,068 +6%
Mariner
25
Mariner
Kansas
$492K +$89.4K +3,216 +22%
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