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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.2M -$613K -22,084 -2%
Wells Fargo
2
Wells Fargo
California
$15.5M +$1.6M +57,587 +11%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$10.2M -$104K -3,737 -0.9%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$5.6M -$23.6K -852 -0.4%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.91M +$356K +12,811 +9%
RJA
6
Raymond James & Associates
Florida
$3.17M +$85.6K +3,085 +3%
FC
7
FCA Corp
Texas
$2.38M +$91.4K +3,294 +4%
NSAM
8
North Star Asset Management
Wisconsin
$2.18M -$199K -7,163 -8%
AIC
9
Aurora Investment Counsel
Georgia
$2.14M +$88.8K +3,199 +4%
Stifel Financial
10
Stifel Financial
Missouri
$2.13M -$138K -4,990 -6%
LPL Financial
11
LPL Financial
California
$1.9M +$207K +7,449 +11%
Bank of America
12
Bank of America
North Carolina
$1.27M +$101K +3,648 +8%
LNC
13
Lincoln National Corp
Pennsylvania
$1.04M -$30.8K -1,110 -3%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$813K +$64.9K +2,340 +8%
UBS Group
15
UBS Group
Switzerland
$778K -$17.3K -625 -2%
Osaic Holdings
16
Osaic Holdings
Arizona
$555K +$189K +6,797 +47%
PGFC
17
Peapack-Gladstone Financial Corp
New Jersey
$551K -$10.2K -366 -2%
OC
18
Oppenheimer & Co
New York
$474K +$44.6K +1,606 +10%
BRWA
19
B. Riley Wealth Advisors
Florida
$437K -$20.9K -752 -4%
JP Morgan Chase
20
JP Morgan Chase
New York
$425K +$449K +16,195 New
SIC
21
Samalin Investment Counsel
New York
$419K +$183K +6,595 +70%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$412K +$35.1K +1,263 +9%
DADC
23
D.A. Davidson & Co
Montana
$395K +$7.38K +266 +2%
ASN
24
Advisory Services Network
Georgia
$379K -$50.8K -1,830 -11%
Thrivent Financial for Lutherans
25
Thrivent Financial for Lutherans
Minnesota
$374K -$106K -3,821 -21%