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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$36.9M +$8.5M +340,966 +34%
PP
2
Patten & Patten
Tennessee
$8.93M -$91.4K -3,665 -1%
NSAM
3
North Star Asset Management
Wisconsin
$6.27M -$463K -18,552 -7%
Bank of America
4
Bank of America
North Carolina
$5.65M +$523K +20,984 +11%
Wells Fargo
5
Wells Fargo
California
$4.9M +$704K +28,226 +19%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.12M +$99.2K +3,977 +4%
FC
7
FCA Corp
Texas
$3.08M -$26.9K -1,077 -0.9%
LH
8
Lebenthal Holdings
New York
$2.35M -$444K -17,819 -17%
Invesco
9
Invesco
Georgia
$1.93M +$94.1K +3,773 +6%
OCM
10
Orleans Capital Management
Louisiana
$1.92M -$53K -2,126 -3%
UBS Group
11
UBS Group
Switzerland
$1.53M -$67.4K -2,704 -5%
RJA
12
Raymond James & Associates
Florida
$1.43M +$503K +20,167 +62%
CA
13
Cornerstone Advisors
North Carolina
$1.12M -$2.08M -83,553 -67%
PVWM
14
Point View Wealth Management
New Jersey
$1.05M -$8.8K -353 -0.9%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.02M -$20.4K -818 -2%
LPL Financial
16
LPL Financial
California
$981K +$11.9K +476 +1%
HSBC Holdings
17
HSBC Holdings
United Kingdom
$928K
PG
18
Patten Group
Tennessee
$628K -$39.9K -1,600 -6%
JP Morgan Chase
19
JP Morgan Chase
New York
$490K -$155K -6,200 -26%
BTS
20
BB&T Securities
Virginia
$483K +$25.2K +1,010 +6%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$482K +$15.2K +609 +4%
CBOR
22
Community Bank of Raymore
Missouri
$458K
CWM
23
Concert Wealth Management
California
$316K
VKH
24
Virtu KCG Holdings
New York
$276K +$253K +10,153 New
JMPWA
25
JP Morgan Private Wealth Advisors
California
$263K +$241K +9,683 New