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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.5M -$5.22M -193,335 -13%
Wells Fargo
2
Wells Fargo
California
$14.3M +$2.04M +75,532 +17%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$10.6M -$965K -35,751 -8%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$5.74M -$748K -27,717 -11%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$3.65M +$286K +10,596 +8%
RJA
6
Raymond James & Associates
Florida
$3.15M -$1.89M -69,924 -37%
NSAM
7
North Star Asset Management
Wisconsin
$2.42M -$94.9K -3,513 -4%
FC
8
FCA Corp
Texas
$2.35M -$432 -16 -0%
Stifel Financial
9
Stifel Financial
Missouri
$2.31M -$133K -4,920 -5%
AIC
10
Aurora Investment Counsel
Georgia
$2.1M +$1.81M +67,055 +591%
LPL Financial
11
LPL Financial
California
$1.74M +$347K +12,858 +25%
Bank of America
12
Bank of America
North Carolina
$1.19M -$3.35M -124,058 -74%
LNC
13
Lincoln National Corp
Pennsylvania
$1.09M +$102K +3,793 +10%
SI
14
Stephens Inc
Arkansas
$962K -$310K -11,489 -24%
UBS Group
15
UBS Group
Switzerland
$811K +$193K +7,155 +31%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$767K +$71.9K +2,661 +10%
PGFC
17
Peapack-Gladstone Financial Corp
New Jersey
$573K -$27 -1 -0%
Thrivent Financial for Lutherans
18
Thrivent Financial for Lutherans
Minnesota
$495K +$499K +18,480 New
BRWA
19
B. Riley Wealth Advisors
Florida
$467K -$2.54K -94 -0.5%
OC
20
Oppenheimer & Co
New York
$441K +$203K +7,513 +84%
ASN
21
Advisory Services Network
Georgia
$437K +$70.4K +2,607 +19%
DI
22
DFPG Investments
Utah
$417K -$112K -4,150 -23%
DADC
23
D.A. Davidson & Co
Montana
$396K +$18K +666 +5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$386K -$29.3K -1,086 -7%
Osaic Holdings
25
Osaic Holdings
Arizona
$385K +$89.8K +3,325 +30%