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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46M +$459K +12,801 +1%
Wells Fargo
2
Wells Fargo
California
$20.6M -$682K -19,016 -3%
Raymond James Financial
3
Raymond James Financial
Florida
$18.7M +$18.8M +525,205 New
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$9.13M +$1M +27,903 +12%
CA
5
Cornerstone Advisors
North Carolina
$8.44M +$345K +9,633 +4%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$7.18M -$202K -5,631 -3%
LPL Financial
7
LPL Financial
California
$6.63M +$2.67M +74,403 +67%
FC
8
FCA Corp
Texas
$3.38M +$22.9K +638 +0.7%
NSAM
9
North Star Asset Management
Wisconsin
$2.63M -$25.1K -700 -0.9%
AIC
10
Aurora Investment Counsel
Georgia
$2.63M -$361K -10,063 -12%
Stifel Financial
11
Stifel Financial
Missouri
$2.56M +$564K +15,744 +28%
UBS Group
12
UBS Group
Switzerland
$1.5M +$15.4K +430 +1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.36M -$29.3K -816 -2%
Bank of America
14
Bank of America
North Carolina
$1.3M -$48.8K -1,360 -4%
GJWM
15
Gilliland Jeter Wealth Management
Arkansas
$1.22M -$10.5K -294 -0.9%
WIA
16
World Investment Advisors
California
$1.21M -$69K -1,924 -5%
CFGW
17
Chancellor Financial Group WB
Pennsylvania
$1.2M +$1.21M +33,629 New
SPIA
18
Steward Partners Investment Advisory
New York
$993K +$625K +17,429 +168%
SFS
19
Shaker Financial Services
Virginia
$939K -$1.2M -33,346 -56%
SIC
20
Samalin Investment Counsel
New York
$874K -$13K -364 -1%
TCM
21
Triumph Capital Management
Colorado
$823K +$98.3K +2,743 +13%
OC
22
Oppenheimer & Co
New York
$816K -$40.7K -1,134 -5%
Ameriprise
23
Ameriprise
Minnesota
$787K +$389K +10,860 +97%
TVAMP
24
Tennessee Valley Asset Management Partners
Tennessee
$737K +$740K +20,645 New
Mariner
25
Mariner
Kansas
$708K +$57.9K +1,614 +9%