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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.7M +$2.36K +65 +0%
Wells Fargo
2
Wells Fargo
California
$23.4M -$499K -13,750 -2%
ZCP
3
Z3 Capital Partners
Virginia
$14.7M +$195K +5,373 +1%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$9.61M +$306K +8,443 +3%
Janney Montgomery Scott
5
Janney Montgomery Scott
Pennsylvania
$6.93M -$126K -3,474 -2%
Raymond James Financial
6
Raymond James Financial
Florida
$6.4M +$75.3K +2,077 +1%
LPL Financial
7
LPL Financial
California
$4.59M -$69.1K -1,905 -1%
Stifel Financial
8
Stifel Financial
Missouri
$3.66M +$558K +15,387 +18%
FC
9
FCA Corp
Texas
$3.19M +$74.9K +2,064 +2%
NSAM
10
North Star Asset Management
Wisconsin
$2.43M -$9.58K -264 -0.4%
ACM
11
Alessandra Capital Management
California
$2.21M +$81.2K +2,238 +4%
SPIA
12
Steward Partners Investment Advisory
New York
$1.95M +$186K +5,131 +10%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$1.73M +$146K +4,027 +9%
Bank of America
14
Bank of America
North Carolina
$1.62M +$47.6K +1,311 +3%
UBS Group
15
UBS Group
Switzerland
$1.6M -$113K -3,125 -7%
GJWM
16
Gilliland Jeter Wealth Management
Arkansas
$1.34M +$40.6K +1,118 +3%
Ameriprise
17
Ameriprise
Minnesota
$1.22M +$343K +9,469 +39%
CFGW
18
Chancellor Financial Group WB
Pennsylvania
$1.12M +$7.58K +209 +0.7%
COLIM
19
City of London Investment Management
United Kingdom
$1.09M +$827K +22,787 +302%
AA
20
Advisory Advocates
Michigan
$1.04M +$74.4K +2,050 +8%
OC
21
Oppenheimer & Co
New York
$1M -$18.3K -504 -2%
HighTower Advisors
22
HighTower Advisors
Illinois
$904K -$35.3K -972 -4%
PAG
23
Private Advisor Group
New Jersey
$859K +$28.9K +796 +3%
WIA
24
World Investment Advisors
California
$856K -$135K -3,735 -14%
SIC
25
Samalin Investment Counsel
New York
$756K -$177K -4,885 -19%