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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$46.4M -$3.04M -88,918 -6%
Wells Fargo
2
Wells Fargo
California
$13.9M +$2.98M +87,251 +24%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$13.1M +$1M +29,262 +7%
Janney Montgomery Scott
4
Janney Montgomery Scott
Pennsylvania
$7.38M +$704K +20,598 +9%
RJA
5
Raymond James & Associates
Florida
$5.73M +$1.23M +35,885 +24%
Bank of America
6
Bank of America
North Carolina
$5.15M -$438K -12,808 -7%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.84M -$939K -27,469 -18%
NSAM
8
North Star Asset Management
Wisconsin
$2.87M -$91.4K -2,675 -3%
Stifel Financial
9
Stifel Financial
Missouri
$2.78M +$287K +8,389 +10%
FC
10
FCA Corp
Texas
$2.67M +$57K +1,669 +2%
SPIA
11
Steward Partners Investment Advisory
New York
$2.16M -$574K -16,785 -19%
LPL Financial
12
LPL Financial
California
$1.59M +$91.2K +2,668 +5%
SI
13
Stephens Inc
Arkansas
$1.45M +$1.25M +36,578 +339%
LNC
14
Lincoln National Corp
Pennsylvania
$1.13M +$196K +5,726 +18%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$792K +$195K +5,713 +28%
JP Morgan Chase
16
JP Morgan Chase
New York
$734K +$821K +24,025 New
UBS Group
17
UBS Group
Switzerland
$705K +$42.2K +1,234 +6%
PGFC
18
Peapack-Gladstone Financial Corp
New Jersey
$652K
DI
19
DFPG Investments
Utah
$548K -$92.3K -2,700 -13%
BRWA
20
B. Riley Wealth Advisors
Florida
$534K +$29.5K +862 +5%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$473K -$123K -3,612 -19%
AWS
22
Atria Wealth Solutions
New York
$444K +$497K +14,543 New
DADC
23
D.A. Davidson & Co
Montana
$431K +$122K +3,562 +34%
ASN
24
Advisory Services Network
Georgia
$418K +$393K +11,488 +526%
AIC
25
Aurora Investment Counsel
Georgia
$347K +$388K +11,348 New