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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$21.9M +$1.29M +56,876 +6%
PP
2
Patten & Patten
Tennessee
$7.66M -$174K -7,675 -2%
NSAM
3
North Star Asset Management
Wisconsin
$6.02M -$259K -11,425 -4%
Bank of America
4
Bank of America
North Carolina
$3.37M -$358K -15,779 -9%
Wells Fargo
5
Wells Fargo
California
$3.16M +$266K +11,739 +9%
FC
6
FCA Corp
Texas
$2.38M -$975 -43 -0%
CA
7
Cornerstone Advisors
North Carolina
$2.37M +$1.05M +46,294 +77%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$2.33M -$27.1K -1,197 -1%
OCM
9
Orleans Capital Management
Louisiana
$2.12M +$108K +4,757 +5%
BNP Paribas Financial Markets
10
BNP Paribas Financial Markets
France
$1.61M +$262K +11,551 +19%
AIC
11
Aurora Investment Counsel
Georgia
$1.43M -$453 -20 -0%
U
12
UBS
Switzerland
$1.17M +$115K +5,063 +11%
WAM
13
Wolverine Asset Management
Illinois
$1.13M +$6.3K +278 +0.5%
HSBC Holdings
14
HSBC Holdings
United Kingdom
$1.09M
Goldman Sachs
15
Goldman Sachs
New York
$1.01M
Invesco
16
Invesco
Georgia
$980K +$854K +37,682 +587%
SSWM
17
Smith Salley Wealth Management
North Carolina
$911K +$345K +15,216 +59%
PVWM
18
Point View Wealth Management
New Jersey
$883K -$2.38K -105 -0.3%
Stifel Financial
19
Stifel Financial
Missouri
$824K -$3.27K -144 -0.4%
JP Morgan Chase
20
JP Morgan Chase
New York
$787K +$803K +35,400 New
VKH
21
Virtu KCG Holdings
New York
$783K +$799K +35,259 New
RJA
22
Raymond James & Associates
Florida
$668K +$98.5K +4,346 +17%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$616K
LPL Financial
24
LPL Financial
California
$573K +$97.9K +4,317 +20%
COLIM
25
City of London Investment Management
United Kingdom
$552K +$564K +24,887 New