Smith Salley Wealth Management’s John Hancock Financial Opportunities Fund BTO Stock Holding History

Smith Salley Wealth Management’s Portfolio BTO Stock Details BTO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q2	–	Sell	-47,473	Closed	-$1.11M	–	161
2015 Q1	$1.11M	Buy	47,473 +3,798	+9%	+$86K	0.28%	94
2014 Q4	$1.03M	Buy	43,675 +2,657	+6%	+$60.5K	0.27%	98
2014 Q3	$911K	Buy	41,018 +15,216	+59%	+$345K	0.24%	107
2014 Q2	$597K	Buy	25,802 +10,995	+74%	+$252K	0.16%	122
2014 Q1	$356K	Buy	14,807 +4,666	+46%	+$108K	0.22%	82
2013 Q4	$239K	Buy	+10,141	New	+$227K	0.16%	92

Other funds holding BTO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Patten & Patten Chattanooga, Tennessee $1.66B AUM 18.12% 1-Year Est. Return

NSAM

North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

FCA Corp Houston, Texas $354M AUM 17.74% 1-Year Est. Return

Lebenthal Holdings New York $806M AUM 2.13% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

OCM

Orleans Capital Management Mandeville, Louisiana $148M AUM 24.31% 1-Year Est. Return

Smith Salley Wealth Management's BTO Position: Q2 2015 in Review

Smith Salley Wealth Management sold out of John Hancock Financial Opportunities Fund (BTO) in Q2 2015, closing a stake of 47,473 shares — an estimated $1.11M sold.

Smith Salley Wealth Management first reported a position in BTO in Q4 2013 and held it in 6 quarters. The position peaked at $1.11M in Q1 2015. 46 funds tracked by Wall St. Rank hold BTO as of Q2 2015.

Smith Salley Wealth Management reported no remaining John Hancock Financial Opportunities Fund position as of Q2 2015 after selling out during the quarter.
Smith Salley Wealth Management sold 47,473 John Hancock Financial Opportunities Fund shares in Q2 2015, an estimated $1.11M.
Smith Salley Wealth Management first reported a position in John Hancock Financial Opportunities Fund in Q4 2013 and held it in 6 quarters.
Smith Salley Wealth Management's John Hancock Financial Opportunities Fund position peaked at $1.11M in Q1 2015.
46 funds tracked by Wall St. Rank held John Hancock Financial Opportunities Fund as of Q2 2015.

Based on Smith Salley Wealth Management's 13F filing for Q2 2015, filed 11 Aug 2015.