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BTO

John Hancock Financial Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$42.4M +$396K +12,539 +1%
Wells Fargo
2
Wells Fargo
California
$19.8M +$179K +5,656 +1%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$13.3M +$554K +17,552 +5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$7.56M +$1.04M +32,825 +17%
CA
5
Cornerstone Advisors
North Carolina
$7.52M +$4.09M +129,371 +133%
Janney Montgomery Scott
6
Janney Montgomery Scott
Pennsylvania
$6.86M +$10.1K +321 +0.2%
RJA
7
Raymond James & Associates
Florida
$3.86M -$45.7K -1,447 -1%
LPL Financial
8
LPL Financial
California
$3.69M +$710K +22,488 +25%
FC
9
FCA Corp
Texas
$3.12M +$28.5K +903 +1%
AIC
10
Aurora Investment Counsel
Georgia
$2.77M -$177K -5,615 -6%
NSAM
11
North Star Asset Management
Wisconsin
$2.47M -$22.3K -706 -0.9%
SFS
12
Shaker Financial Services
Virginia
$1.98M +$594K +18,814 +46%
Stifel Financial
13
Stifel Financial
Missouri
$1.85M -$753K -23,846 -30%
SI
14
Stephens Inc
Arkansas
$1.48M +$1.05M +33,233 +288%
UBS Group
15
UBS Group
Switzerland
$1.38M -$193K -6,096 -13%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.29M +$86K +2,722 +8%
Bank of America
17
Bank of America
North Carolina
$1.25M +$58.4K +1,850 +5%
WIA
18
World Investment Advisors
California
$1.19M -$22.8K -721 -2%
GJWM
19
Gilliland Jeter Wealth Management
Arkansas
$1.15M +$76K +2,407 +7%
SIC
20
Samalin Investment Counsel
New York
$824K -$22.4K -708 -3%
OC
21
Oppenheimer & Co
New York
$796K -$83.7K -2,649 -10%
TCM
22
Triumph Capital Management
Colorado
$674K +$642K +20,322 New
Invesco
23
Invesco
Georgia
$641K +$346K +10,939 +130%
Osaic Holdings
24
Osaic Holdings
Arizona
$640K -$326K -10,314 -35%
Mariner
25
Mariner
Kansas
$604K +$20.2K +639 +4%