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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
101
Fifth Third Bancorp
Ohio
$7K
CAC
102
Certified Advisory Corp
Florida
$6K
PCG
103
Private Capital Group
Connecticut
$6K
FEG
104
Financial Enhancement Group
Indiana
$5K
CFA
105
Carroll Financial Associates
North Carolina
$5K +$5.8K +604 New
Bank of Montreal
106
Bank of Montreal
Ontario, Canada
$3K
FHA
107
Flagship Harbor Advisors
Massachusetts
$2K
APA
108
American Portfolios Advisors
New York
$1.05K
PFGIA
109
Patriot Financial Group Insurance Agency
Massachusetts
$1K +$19 +2 +2%
ASN
110
Advisory Services Network
Georgia
$1K +$835 +87 New
AAMU
111
Amundi Asset Management US
Massachusetts
-$17.2M -1,802,892 Closed
COLIM
112
City of London Investment Management
United Kingdom
-$4.46M -467,471 Closed
SB
113
Suntrust Banks
Georgia
-$483K -50,500 Closed
GC
114
Guggenheim Capital
Illinois
-$413K -43,170 Closed
RCM
115
Robinson Capital Management
Michigan
-$296K -30,975 Closed
Citadel Advisors
116
Citadel Advisors
Florida
-$126K -13,202 Closed
CF
117
Copperwynd Financial
Arizona
-$124K -12,987 Closed
P
118
&Partners
Tennessee
-$107K -11,150 Closed
Northern Trust
119
Northern Trust
Illinois
-$96K -10,000 Closed
HighTower Advisors
120
HighTower Advisors
Illinois
-$57K -5,887 Closed
WCM
121
WealthBridge Capital Management
Ohio
-$19K -2,000 Closed
AF
122
Allworth Financial
California
-$9K -913 Closed
GWM
123
Geneos Wealth Management
Colorado
-$8K -908 Closed
SWM
124
SeaCrest Wealth Management
New York
-$4K -464 Closed
FHB
125
First Hawaiian Bank
Hawaii
-$3K -323 Closed