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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WCM
101
WealthBridge Capital Management
Ohio
$18K +$19K +2,000 New
QAM
102
QCI Asset Management
New York
$17K
CAL
103
Capital Advisors Ltd
Ohio
$15K
HNB
104
Huntington National Bank
Ohio
$9K
SIA
105
SeaBridge Investment Advisors
New Jersey
$9K
GWM
106
Geneos Wealth Management
Colorado
$8K
AF
107
Allworth Financial
California
$8K +$124 +13 +1%
CAL
108
Capital Analysts LLC
Pennsylvania
$6K
CAC
109
Certified Advisory Corp
Florida
$6K
PCG
110
Private Capital Group
Connecticut
$6K
SWM
111
SeaCrest Wealth Management
New York
$4K -$4.21K -442 -49%
Bank of Montreal
112
Bank of Montreal
Ontario, Canada
$3K
FHB
113
First Hawaiian Bank
Hawaii
$3K
NSIM
114
North Star Investment Management
Illinois
$3K
MOS
115
MGO One Seven
Ohio
$3K +$4.06K +427 New
FEG
116
Financial Enhancement Group
Indiana
$2K
FIA
117
FNY Investment Advisers
New York
$1K -$952 -100 -33%
PFGIA
118
Patriot Financial Group Insurance Agency
Massachusetts
$1K
FHA
119
Flagship Harbor Advisors
Massachusetts
$1K +$2.03K +213 New
NMC
120
Nine Masts Capital
Hong Kong
-$2.76M -276,950 Closed
Bessemer Group
121
Bessemer Group
New Jersey
-$2.47M -248,047 Closed
CS
122
Comerica Securities
Michigan
-$1.27M -127,167 Closed
SKK
123
Shepherd Kaplan Krochuk
Massachusetts
-$514K -51,605 Closed
G
124
GenTrust
Florida
-$307K -30,858 Closed
Walleye Trading
125
Walleye Trading
New York
-$274K -27,500 Closed