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Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWM
101
Geneos Wealth Management
Colorado
$9K – – –
SWM
102
SeaCrest Wealth Management
New York
$9K +$9.27K +906 New
BFEC
103
Benjamin F. Edwards & Company
Missouri
$8K -$5.17K -505 -40%
AF
104
Allworth Financial
California
$8K +$102 +10 +1%
CAC
105
Certified Advisory Corp
Florida
$6K +$6.47K +632 New
PCG
106
Private Capital Group
Connecticut
$6K +$57.4K +5,609 New
SEI Investments
107
SEI Investments
Pennsylvania
$5K – – –
MOS
108
MGO One Seven
Ohio
$4K +$3.98K +389 New
RFM
109
Royal Fund Management
Florida
$4K +$4.84K +473 New
IWM
110
IHT Wealth Management
Illinois
$3K -$7K -684 -68%
Bank of Montreal
111
Bank of Montreal
Ontario, Canada
$3K – – –
NSIM
112
North Star Investment Management
Illinois
$3K – – –
PFGIA
113
Patriot Financial Group Insurance Agency
Massachusetts
$3K – – –
WEC
114
Winslow Evans & Crocker
Massachusetts
$1.88K – – –
Loomis, Sayles & Company
115
Loomis, Sayles & Company
Massachusetts
– -$4.38M -418,878 Closed
CA
116
Cetera Advisors
Colorado
– -$1.82M -173,926 Closed
CA
117
Clearstead Advisors
Ohio
– -$1.74M -166,626 Closed
RJFSA
118
Raymond James Financial Services Advisors
Florida
– -$441K -42,128 Closed
HighTower Advisors
119
HighTower Advisors
Illinois
– -$325K -31,146 Closed
NPC
120
National Planning Corporation
California
– -$167K -15,987 Closed
JCM
121
Janney Capital Management
Pennsylvania
– -$87K -8,353 Closed
Northwestern Mutual Wealth Management
122
Northwestern Mutual Wealth Management
Wisconsin
– -$33K -3,201 Closed
First Manhattan
123
First Manhattan
New York
– -$13K -1,250 Closed
US Bancorp
124
US Bancorp
Minnesota
– -$6K -569 Closed
SPIA
125
Steward Partners Investment Advisory
New York
– -$4K -400 Closed