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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCG
76
Financial Connections Group
California
$16K +$17.2K +1,881 New
CAL
77
Capital Advisors Ltd
Ohio
$15K
MTIC
78
Missouri Trust & Investment Company
Missouri
$9K +$9.38K +1,025 New
Bessemer Group
79
Bessemer Group
New Jersey
$8K +$7.65K +836 New
PCG
80
Private Capital Group
Connecticut
$6K
SPIA
81
Steward Partners Investment Advisory
New York
$4K -$4.58K -500 -56%
IRC
82
Investors Research Corp
Georgia
$3K
US Bancorp
83
US Bancorp
Minnesota
$3K +$2.98K +325 New
Fidelity Investments
84
Fidelity Investments
Massachusetts
$2K +$2.29K +250 +25,000%
EVM
85
Eaton Vance Management
Massachusetts
$1K
NSIM
86
North Star Investment Management
Illinois
$1K
FPWM
87
FSB Premier Wealth Management
Iowa
$1K +$1.47K +161 New
Baillie Gifford & Co
88
Baillie Gifford & Co
United Kingdom
-$1.97M -216,396 Closed
Millennium Management
89
Millennium Management
New York
-$724K -79,535 Closed
Ameriprise
90
Ameriprise
Minnesota
-$301K -54,045 Closed
TSS
91
Two Sigma Securities
New York
-$148K -16,315 Closed
MSL
92
Mackay Shields LLC
New York
-$132K -14,489 Closed
KAS
93
Kestra Advisory Services
Texas
-$112K -12,342 Closed
HighTower Advisors
94
HighTower Advisors
Illinois
-$55K -6,145 Closed
Neuberger Berman Group
95
Neuberger Berman Group
New York
-$49K -5,350 Closed
FIA
96
FNY Investment Advisers
New York
-$11K -1,250 Closed
Jones Financial Companies
97
Jones Financial Companies
Missouri
-$9K -1,017 Closed
FCM
98
Firestone Capital Management
Florida
-$9K -1,005 Closed
BWM
99
Baystate Wealth Management
Massachusetts
-$7K -730 Closed
NFG
100
Next Financial Group
Texas
-$2K -250 Closed