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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
76
Pinnacle Associates
New York
$58K -$10.4K -1,105 -15%
CCB
77
Cutter & Co Brokerage
Missouri
$58K
SMH
78
Sanders Morris Harris
Texas
$58K
PP
79
Prudential plc
United Kingdom
$52K
TLP
80
Trinity Legacy Partners
Texas
$51K
PA
81
Perennial Advisors
New York
$51K +$51.4K +5,444 New
GI
82
Gradient Investments
Minnesota
$46K
FIA
83
FNY Investment Advisers
New York
$41K +$40.9K +4,325 +4,325%
Citigroup
84
Citigroup
New York
$21K -$279K -29,523 -93%
SSB
85
Sandy Spring Bank
Maryland
$21K
BCI
86
Brinker Capital Investments
Pennsylvania
$18K
QAM
87
QCI Asset Management
New York
$18K
CAL
88
Capital Advisors Ltd
Ohio
$15K
RIA
89
Realta Investment Advisors
Delaware
$14K +$179 +19 +1%
S
90
SignatureFD
Georgia
$12K
HNB
91
Huntington National Bank
Ohio
$9K
SIA
92
SeaBridge Investment Advisors
New Jersey
$9K
Fifth Third Bancorp
93
Fifth Third Bancorp
Ohio
$7K
CAL
94
Capital Analysts LLC
Pennsylvania
$6K -$6.61K -700 -50%
CAC
95
Certified Advisory Corp
Florida
$6K -$94 -10 -2%
PCG
96
Private Capital Group
Connecticut
$6K
CFA
97
Carroll Financial Associates
North Carolina
$5K
FEG
98
Financial Enhancement Group
Indiana
$5K
SPIA
99
Steward Partners Investment Advisory
New York
$3K -$30.8K -3,266 -89%
NSIM
100
North Star Investment Management
Illinois
$3K +$2.83K +300 New