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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
76
Citigroup
New York
$78K +$68K +6,830 +683%
APP
77
Avantax Planning Partners
Iowa
$74K +$74.2K +7,448 New
Neuberger Berman Group
78
Neuberger Berman Group
New York
$73K
WA
79
WealthTrust Axiom
Pennsylvania
$71K
WT
80
Whittier Trust
California
$70K
PA
81
Pinnacle Associates
New York
$70K +$69.6K +6,986 New
SMH
82
Sanders Morris Harris
Texas
$62K
CCB
83
Cutter & Co Brokerage
Missouri
$59K +$58.8K +5,900 New
EWM
84
Empirical Wealth Management
Washington
$56K +$56.2K +5,642 New
Creative Planning
85
Creative Planning
Kansas
$55K -$4.73K -475 -8%
PP
86
Prudential plc
United Kingdom
$55K
PA
87
Perennial Advisors
New York
$51K
KIM
88
Karpus Investment Management
New York
$50K +$49.8K +5,000 New
GI
89
Gradient Investments
Minnesota
$49K
IGGA
90
Iron Gate Global Advisors
Utah
$42K
LNB
91
Ledyard National Bank
$38K
Fifth Third Bancorp
92
Fifth Third Bancorp
Ohio
$33K
BFEC
93
Benjamin F. Edwards & Company
Missouri
$25K -$24.9K -2,500 -50%
SSB
94
Sandy Spring Bank
Maryland
$22K
BCI
95
Brinker Capital Investments
Pennsylvania
$20K
QAM
96
QCI Asset Management
New York
$19K
SWP
97
Stratos Wealth Partners
Ohio
$19K +$18.9K +1,900 New
CAL
98
Capital Advisors Ltd
Ohio
$16K
CPIG
99
Chicago Partners Investment Group
Illinois
$11K +$11.1K +1,115 New
HNB
100
Huntington National Bank
Ohio
$10K