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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
USAA
76
United Services Automobile Association
Texas
$55K +$56.1K +5,480 New
PA
77
Perennial Advisors
New York
$50K
BFEC
78
Benjamin F. Edwards & Company
Missouri
$50K +$51.2K +5,000 New
GI
79
Gradient Investments
Minnesota
$49K
IGGA
80
Iron Gate Global Advisors
Utah
$44K +$44.6K +4,352 New
LNB
81
Ledyard National Bank
$38K
Fifth Third Bancorp
82
Fifth Third Bancorp
Ohio
$34K
SSB
83
Sandy Spring Bank
Maryland
$22K
BCI
84
Brinker Capital Investments
Pennsylvania
$20K
QAM
85
QCI Asset Management
New York
$19K
CAL
86
Capital Advisors Ltd
Ohio
$16K
RWP
87
RWA Wealth Partners
Massachusetts
$15K
MPWT
88
MassMutual Private Wealth & Trust
Connecticut
$10.1K +$10.2K +1,000 New
Citigroup
89
Citigroup
New York
$10K
HNB
90
Huntington National Bank
Ohio
$10K
SIA
91
SeaBridge Investment Advisors
New Jersey
$10K
GWM
92
Geneos Wealth Management
Colorado
$9K
SWM
93
SeaCrest Wealth Management
New York
$9K
AF
94
Allworth Financial
California
$9K +$830 +81 +10%
CAL
95
Capital Analysts LLC
Pennsylvania
$7K
PCG
96
Private Capital Group
Connecticut
$6K
IA
97
IFP Advisors
Florida
$5K -$33.5K -3,272 -87%
SEI Investments
98
SEI Investments
Pennsylvania
$5K
Bank of Montreal
99
Bank of Montreal
Ontario, Canada
$3K
CAC
100
Certified Advisory Corp
Florida
$3K