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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$35K
SSB
77
Sandy Spring Bank
Maryland
$23K
SWP
78
Stratos Wealth Partners
Ohio
$23K
QAM
79
QCI Asset Management
New York
$20K
BCI
80
Brinker Capital Investments
Pennsylvania
$20K +$20.1K +1,962 New
WAM
81
Wealthspire Advisors (Maryland)
Maryland
$18K -$77.9K -7,589 -82%
CAL
82
Capital Advisors Ltd
Ohio
$17K
RWP
83
RWA Wealth Partners
Massachusetts
$15K +$15.1K +1,471 New
Citigroup
84
Citigroup
New York
$10K
HNB
85
Huntington National Bank
Ohio
$10K
SIA
86
SeaBridge Investment Advisors
New Jersey
$10K
GWM
87
Geneos Wealth Management
Colorado
$9K
SWM
88
SeaCrest Wealth Management
New York
$9K
AF
89
Allworth Financial
California
$8K +$103 +10 +1%
CAL
90
Capital Analysts LLC
Pennsylvania
$7K +$7.19K +700 New
PCG
91
Private Capital Group
Connecticut
$6K -$51.2K -4,987 -89%
CAC
92
Certified Advisory Corp
Florida
$6K
SEI Investments
93
SEI Investments
Pennsylvania
$5K
MOS
94
MGO One Seven
Ohio
$4K +$72 +7 +2%
Bank of Montreal
95
Bank of Montreal
Ontario, Canada
$3K
NSIM
96
North Star Investment Management
Illinois
$3K
PFGIA
97
Patriot Financial Group Insurance Agency
Massachusetts
$3K
FEG
98
Financial Enhancement Group
Indiana
$3K +$2.57K +250 New
APP
99
Avantax Planning Partners
Iowa
$2K +$1.8K +175 New
RFM
100
Royal Fund Management
Florida
$1K -$3.35K -326 -69%