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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LNB
76
Ledyard National Bank
$40K
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$35K
Northwestern Mutual Wealth Management
78
Northwestern Mutual Wealth Management
Wisconsin
$33K -$33.3K -3,179 -50%
SSB
79
Sandy Spring Bank
Maryland
$23K
Citigroup
80
Citigroup
New York
$20K
QAM
81
QCI Asset Management
New York
$20K
CAL
82
Capital Advisors Ltd
Ohio
$17K
BFEC
83
Benjamin F. Edwards & Company
Missouri
$13K
First Manhattan
84
First Manhattan
New York
$13K +$13.1K +1,250 New
HNB
85
Huntington National Bank
Ohio
$10K
IWM
86
IHT Wealth Management
Illinois
$10K
SIA
87
SeaBridge Investment Advisors
New Jersey
$10K
GWM
88
Geneos Wealth Management
Colorado
$9K
AF
89
Allworth Financial
California
$8K +$115 +11 +1%
US Bancorp
90
US Bancorp
Minnesota
$6K +$5.96K +569 New
SEI Investments
91
SEI Investments
Pennsylvania
$5K
SPIA
92
Steward Partners Investment Advisory
New York
$4K
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
$3K
NSIM
94
North Star Investment Management
Illinois
$3K
PFGIA
95
Patriot Financial Group Insurance Agency
Massachusetts
$3K
WEC
96
Winslow Evans & Crocker
Massachusetts
$1.94K -$2.1K -200 -52%
OFG
97
OTA Financial Group
New York
-$570K -52,756 Closed
SWP
98
Stratos Wealth Partners
Ohio
-$541K -50,280 Closed
RWM
99
Raffa Wealth Management
District of Columbia
-$120K -11,174 Closed
TCM
100
Traynor Capital Management
Pennsylvania
-$79K -7,401 Closed