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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
DADC
76
D.A. Davidson & Co
Montana
$45K +$6.47K +600 +16%
LNB
77
Ledyard National Bank
$41K
Fifth Third Bancorp
78
Fifth Third Bancorp
Ohio
$36K +$27.7K +2,565 +327%
SSB
79
Sandy Spring Bank
Maryland
$24K
Citigroup
80
Citigroup
New York
$20K -$14K -1,300 -41%
QAM
81
QCI Asset Management
New York
$20K
CAL
82
Capital Advisors Ltd
Ohio
$17K
BFEC
83
Benjamin F. Edwards & Company
Missouri
$13K
WA
84
WFG Advisors
Texas
$12K -$11.8K -1,091 -50%
PCM
85
Penserra Capital Management
California
$12K +$1.12K +104 +10%
HNB
86
Huntington National Bank
Ohio
$11K
SIA
87
SeaBridge Investment Advisors
New Jersey
$11K
GWM
88
Geneos Wealth Management
Colorado
$9K
AF
89
Allworth Financial
California
$8K +$119 +11 +1%
SEI Investments
90
SEI Investments
Pennsylvania
$6K
WEC
91
Winslow Evans & Crocker
Massachusetts
$4.14K
SPIA
92
Steward Partners Investment Advisory
New York
$4K
Bank of Montreal
93
Bank of Montreal
Ontario, Canada
$3K
NFG
94
Next Financial Group
Texas
$3K
NSIM
95
North Star Investment Management
Illinois
$3K
PFGIA
96
Patriot Financial Group Insurance Agency
Massachusetts
$3K +$3.31K +307 New
IWM
97
IHT Wealth Management
Illinois
$1K +$10.9K +1,009 New
Janus Henderson Group
98
Janus Henderson Group
-$5.07M -468,088 Closed
WCMNY
99
Westchester Capital Management (New York)
New York
-$3.7M -342,243 Closed
LCM
100
Laurion Capital Management
New York
-$948K -87,600 Closed