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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
76
Perennial Advisors
New York
$51K
LNB
77
Ledyard National Bank
$41K
DADC
78
D.A. Davidson & Co
Montana
$39K -$5.53K -500 -12%
Citigroup
79
Citigroup
New York
$34K
Northwestern Mutual Wealth Management
80
Northwestern Mutual Wealth Management
Wisconsin
$34K +$255 +23 +0.7%
WA
81
WFG Advisors
Texas
$24K -$240K -21,671 -91%
SSB
82
Sandy Spring Bank
Maryland
$24K
QAM
83
QCI Asset Management
New York
$21K
CAL
84
Capital Advisors Ltd
Ohio
$18K
BFEC
85
Benjamin F. Edwards & Company
Missouri
$14K
PCM
86
Penserra Capital Management
California
$11K -$1.62K -146 -12%
SIA
87
SeaBridge Investment Advisors
New Jersey
$11K
GWM
88
Geneos Wealth Management
Colorado
$9K
AF
89
Allworth Financial
California
$8K +$122 +11 +1%
Fifth Third Bancorp
90
Fifth Third Bancorp
Ohio
$8K +$387 +35 +5%
SEI Investments
91
SEI Investments
Pennsylvania
$6K
WEC
92
Winslow Evans & Crocker
Massachusetts
$4.17K +$2.05K +185 +93%
SPIA
93
Steward Partners Investment Advisory
New York
$4K +$4.43K +400 New
Bank of Montreal
94
Bank of Montreal
Ontario, Canada
$3K
NFG
95
Next Financial Group
Texas
$3K
NSIM
96
North Star Investment Management
Illinois
$3K
EVM
97
Eaton Vance Management
Massachusetts
-$5.73M -517,257 Closed
ICM
98
Ionic Capital Management
New York
-$1.96M -176,429 Closed
CS
99
Credit Suisse
Switzerland
-$948K -85,565 Closed
MIG
100
Mariner Investment Group
New York
-$309K -27,866 Closed