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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CFA
76
Carroll Financial Associates
North Carolina
$16K
AIG
77
American International Group
New York
$16K +$11.5K +1,089 +231%
MFS
78
MSI Financial Services
Massachusetts
$13K +$3.68K +350 +39%
SIA
79
SeaBridge Investment Advisors
New Jersey
$10K
AF
80
Allworth Financial
California
$7K
MWP
81
MYCIO Wealth Partners
Pennsylvania
$6K +$6.31K +600 New
BAM
82
Bruderman Asset Management
New York
$5K
RPG
83
Risk Paradigm Group
Texas
$4.35K +$4.52K +430 New
NSIM
84
North Star Investment Management
Illinois
$3K
PSI
85
Pinnacle Summer Investments
Virginia
$2K
RWM
86
Rezny Wealth Management
Florida
$2K
RCM
87
Rivernorth Capital Management
Florida
-$2.46M -234,254 Closed
AllianceBernstein
88
AllianceBernstein
Tennessee
-$232K -22,137 Closed
Goldman Sachs
89
Goldman Sachs
New York
-$176K -16,767 Closed
TRCT
90
Tower Research Capital (TRC)
New York
-$137K -13,062 Closed
Jane Street
91
Jane Street
New York
-$100K -9,553 Closed
Citadel Advisors
92
Citadel Advisors
Florida
-$88K -8,410 Closed
GLA
93
Great Lakes Advisors
Illinois
-$87K -8,332 Closed
SSG
94
Summit Securities Group
New York
-$19K -1,800 Closed
WEC
95
Winslow Evans & Crocker
Massachusetts
-$10.5K -1,000 Closed
AGM
96
Alpine Global Management
New York
-$2K -158 Closed
BCM
97
Brookstone Capital Management
Illinois
-$1K -130 Closed