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Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
QAM
76
QCI Asset Management
New York
$20K – – –
SSG
77
Summit Securities Group
New York
$19K +$19.9K +1,800 New
CAL
78
Capital Advisors Ltd
Ohio
$17K – – –
CFA
79
Carroll Financial Associates
North Carolina
$17K +$17.5K +1,580 New
Fifth Third Bancorp
80
Fifth Third Bancorp
Ohio
$11K – – –
WEC
81
Winslow Evans & Crocker
Massachusetts
$10.5K -$22.1K -2,000 -67%
SIA
82
SeaBridge Investment Advisors
New Jersey
$10K – – –
MFS
83
MSI Financial Services
Massachusetts
$9K +$9.99K +904 New
AF
84
Allworth Financial
California
$8K – – –
BAM
85
Bruderman Asset Management
New York
$5K – – –
AIG
86
American International Group
New York
$4.96K – – –
Bank of Montreal
87
Bank of Montreal
Ontario, Canada
$3K -$36.2K -3,275 -92%
NSIM
88
North Star Investment Management
Illinois
$3K – – –
PSI
89
Pinnacle Summer Investments
Virginia
$2K – – –
AGM
90
Alpine Global Management
New York
$2K +$1.75K +158 New
RWM
91
Rezny Wealth Management
Florida
$2K +$2.83K +256 New
BCM
92
Brookstone Capital Management
Illinois
$1K +$1.44K +130 New
CA
93
Cornerstone Advisors
North Carolina
– -$836K -75,449 Closed
DS
94
DRW Securities
Illinois
– -$368K -33,256 Closed
VKH
95
Virtu KCG Holdings
New York
– -$217K -19,562 Closed
BIM
96
BlackRock Investment Management
Delaware
– -$126K -11,400 Closed
SGCA
97
Steel Grove Capital Advisors
Tennessee
– -$115K -10,410 Closed
CAS
98
CTC Alternative Strategies
Illinois
– -$111K -10,045 Closed
BBA
99
BLB&B Advisors
Pennsylvania
– -$55K -5,000 Closed