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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
MCM
51
MAI Capital Management
Ohio
$89.2K +$90.8K +11,621 New
AWM
52
Apollon Wealth Management
South Carolina
$87K
LCM
53
Landscape Capital Management
New Jersey
$77.4K +$78.8K +10,083 New
Qube Research & Technologies (QRT)
54
Qube Research & Technologies (QRT)
United Kingdom
$39.5K +$40.2K +5,149 New
WC
55
Winmill & Co
New Hampshire
$27.6K
SCA
56
Stonebridge Capital Advisors
Minnesota
$20.2K +$20.5K +2,627 New
RCM
57
Raleigh Capital Management
North Carolina
$13.8K +$781 +100 +6%
CAL
58
Capital Advisors Ltd
Ohio
$12K
TCOV
59
Trust Company of Vermont
Vermont
$9.98K
EC
60
Elequin Capital
New York
$7.68K +$7.81K +1,000 New
Wells Fargo
61
Wells Fargo
California
$6.46K -$128K -16,342 -95%
BAM
62
Bellevue Asset Management
Washington
$3.23K
SPIA
63
Steward Partners Investment Advisory
New York
$3.07K
IRC
64
Investors Research Corp
Georgia
$2.97K
GRP
65
Global Retirement Partners
California
$1.43K
NSIM
66
North Star Investment Management
Illinois
$1.19K
TFA
67
Toth Financial Advisory
Virginia
$960
WIM
68
Westside Investment Management
California
$768
HNB
69
Huntington National Bank
Ohio
$6
Rockefeller Capital Management
70
Rockefeller Capital Management
New York
-$140K -18,146 Closed
WAM
71
Wolverine Asset Management
Illinois
-$24.9K -3,239 Closed
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
-$10.5K -1,362 Closed