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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
Apollon Wealth Management
South Carolina
$92.3K
LWP
52
Lumature Wealth Partners
Georgia
$69.3K
WC
53
Winmill & Co
New Hampshire
$29.3K
BAM
54
Baldrige Asset Management
Pennsylvania
$19K
AAS
55
Ameritas Advisory Services
Nebraska
$14.3K +$14.1K +1,750 New
CAL
56
Capital Advisors Ltd
Ohio
$13K
RCM
57
Raleigh Capital Management
North Carolina
$11.6K +$969 +120 +9%
BC
58
Barrett & Company
Rhode Island
$11.2K
TCOV
59
Trust Company of Vermont
Vermont
$10.6K
LC
60
Lindbrook Capital
California
$8.15K +$8.08K +1,000 New
SPIA
61
Steward Partners Investment Advisory
New York
$3.26K
IRC
62
Investors Research Corp
Georgia
$3.15K
GRP
63
Global Retirement Partners
California
$1.49K
NSIM
64
North Star Investment Management
Illinois
$1.26K
WIM
65
Westside Investment Management
California
$815
HNB
66
Huntington National Bank
Ohio
$6
PAS
67
Park Avenue Securities
New York
-$934K -122,742 Closed
LSC
68
Logan Stone Capital
Illinois
-$836K -109,793 Closed
Qube Research & Technologies (QRT)
69
Qube Research & Technologies (QRT)
United Kingdom
-$383K -50,382 Closed
WC
70
Wealthspring Capital
New York
-$227K -29,865 Closed
LCM
71
Landscape Capital Management
New Jersey
-$177K -23,195 Closed
EC
72
Elequin Capital
New York
-$170K -22,379 Closed
CAPTRUST Financial Advisors
73
CAPTRUST Financial Advisors
North Carolina
-$140K -18,353 Closed
D.E. Shaw & Co
74
D.E. Shaw & Co
New York
-$95.1K -12,500 Closed
WAM
75
Wolverine Asset Management
Illinois
-$77.6K -10,191 Closed