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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
Apollon Wealth Management
South Carolina
$86.2K +$88.7K +11,330 New
WAM
52
Wolverine Asset Management
Illinois
$77.6K +$79.8K +10,191 New
LWP
53
Lumature Wealth Partners
Georgia
$64.8K
PA
54
Parallel Advisors
California
$59.1K +$60.8K +7,765 New
IA
55
IFP Advisors
Florida
$36K -$60.1K -7,676 -64%
WC
56
Winmill & Co
New Hampshire
$27.4K
NECFA
57
New England Capital Financial Advisors
Connecticut
$19.4K +$18.9K +2,417 New
BAM
58
Baldrige Asset Management
Pennsylvania
$18K +$18.2K +2,320 New
CAL
59
Capital Advisors Ltd
Ohio
$12K
BC
60
Barrett & Company
Rhode Island
$10.5K
RCM
61
Raleigh Capital Management
North Carolina
$9.89K +$1.02K +130 +11%
TCOV
62
Trust Company of Vermont
Vermont
$9.89K +$10.2K +1,300 New
SPIA
63
Steward Partners Investment Advisory
New York
$3.04K
IRC
64
Investors Research Corp
Georgia
$2.94K
US Bancorp
65
US Bancorp
Minnesota
$2.47K
MCC
66
Money Concepts Capital
Florida
$1.9K +$1.96K +250 New
GRP
67
Global Retirement Partners
California
$1.42K
NSIM
68
North Star Investment Management
Illinois
$1.18K
Fidelity Investments
69
Fidelity Investments
Massachusetts
$23 +$23 +3 New
HNB
70
Huntington National Bank
Ohio
$6
COLIM
71
City of London Investment Management
United Kingdom
-$4.28M -544,162 Closed
PHS
72
Pekin Hardy Strauss
Illinois
-$408K -51,549 Closed
MC
73
Moors & Cabot
Massachusetts
-$396K -50,000 Closed
FWM
74
Foresight Wealth Management
Utah
-$142K -17,906 Closed
Jane Street
75
Jane Street
New York
-$99K -12,560 Closed