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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
ICMP
51
Integrated Capital Management (Pennsylvania)
Pennsylvania
$162K +$21.6K +2,330 +16%
Commonwealth Equity Services
52
Commonwealth Equity Services
Massachusetts
$149K -$58.6K -6,319 -28%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$132K +$130K +14,042 New
TF
54
Trek Financial
Arizona
$129K +$126K +13,642 New
MAFM
55
Mid Atlantic Financial Management
Pennsylvania
$127K +$125K +13,474 New
Kovitz Investment Group Partners
56
Kovitz Investment Group Partners
Illinois
$124K +$122K +13,117 New
OC
57
Oppenheimer & Co
New York
$118K -$97.8K -10,556 -46%
D.E. Shaw & Co
58
D.E. Shaw & Co
New York
$118K
Susquehanna International Group
59
Susquehanna International Group
Pennsylvania
$113K -$816 -88 -0.7%
KPWS
60
Kestra Private Wealth Services
Texas
$112K -$81.4K -8,782 -43%
AFG
61
Affinia Financial Group
Massachusetts
$103K
HighTower Advisors
62
HighTower Advisors
Illinois
$102K +$8.29K +894 +9%
KOMWMG
63
Kerntke Otto McGlone Wealth Management Group
Wisconsin
$94K
LWP
64
Lumature Wealth Partners
Georgia
$80K -$5.56K -600 -7%
BA
65
Bridgewater Advisors
New York
$77K +$76.2K +8,220 New
SI
66
Stephens Inc
Arkansas
$67K -$7.01K -756 -10%
AFP
67
Ausdal Financial Partners
Iowa
$66K
Neuberger Berman Group
68
Neuberger Berman Group
New York
$61K
FIA
69
FNY Investment Advisers
New York
$60K -$401K -43,294 -87%
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$56K +$52.2K +5,632 New
PA
71
Perennial Advisors
New York
$55K +$297 +32 +0.5%
CAL
72
Capital Advisors Ltd
Ohio
$15K
NFSG
73
Newbridge Financial Services Group
Florida
$13K
FCM
74
Firestone Capital Management
Florida
$9K
SPIA
75
Steward Partners Investment Advisory
New York
$8K