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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Lido Advisors
51
Lido Advisors
California
$229K +$94.9K +9,265 +69%
LPL Financial
52
LPL Financial
California
$211K +$6.26K +611 +3%
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$200K -$21.5K -2,099 -10%
CRC
54
Curi RMB Capital
Illinois
$196K -$10.6K -1,036 -5%
PAS
55
Park Avenue Securities
New York
$191K +$28.6K +2,789 +17%
CL
56
CPWM LLC
Washington
$190K +$2.66K +260 +1%
SG Americas Securities
57
SG Americas Securities
New York
$186K +$190K +18,517 New
FAAS
58
First Allied Advisory Services
California
$174K -$256 -25 -0.1%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$156K -$34.9K -3,407 -18%
AG
60
Advisor Group
Arizona
$138K -$25.6K -2,500 -15%
TSS
61
Two Sigma Securities
New York
$134K +$62.7K +6,118 +85%
BBPWM
62
Blue Bell Private Wealth Management
Pennsylvania
$123K +$126K +12,259 New
GIP
63
Greatmark Investment Partners
Georgia
$105K +$107K +10,475 New
EVC
64
Eidelman Virant Capital
Missouri
$100K +$92.2K +9,000 +900%
SI
65
Stephens Inc
Arkansas
$96K +$98K +9,566 New
PMFA
66
Plante Moran Financial Advisors
Michigan
$85K +$86.8K +8,475 New
IP
67
Investment Partners
Ohio
$84K
CF
68
Copperwynd Financial
Arizona
$75K
Neuberger Berman Group
69
Neuberger Berman Group
New York
$73K
WA
70
WealthTrust Axiom
Pennsylvania
$72K -$20.5K -2,000 -22%
WT
71
Whittier Trust
California
$70K
WPW
72
Waldron Private Wealth
Pennsylvania
$70K +$71.7K +7,001 New
SMH
73
Sanders Morris Harris
Texas
$62K
Creative Planning
74
Creative Planning
Kansas
$60K +$2.3K +225 +4%
PP
75
Prudential plc
United Kingdom
$55K