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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
KA
51
Kovack Advisors
Florida
$61K
GI
52
Gradient Investments
Minnesota
$60K
1IC
53
1919 Investment Counsel
Maryland
$56K
Bank of Montreal
54
Bank of Montreal
Ontario, Canada
$53K -$6.11K -500 -10%
BRWA
55
B. Riley Wealth Advisors
Florida
$53K
Fifth Third Bancorp
56
Fifth Third Bancorp
Ohio
$45K -$20.8K -1,700 -31%
SHWM
57
Smith & Howard Wealth Management
Georgia
$38K
MFS
58
MSI Financial Services
Massachusetts
$32K +$32.1K +2,625 New
Northwestern Mutual Wealth Management
59
Northwestern Mutual Wealth Management
Wisconsin
$31K +$537 +44 +2%
US Bancorp
60
US Bancorp
Minnesota
$27K
IWC
61
Integrated Wealth Counsel
California
$26.7K
QAM
62
QCI Asset Management
New York
$26K +$3.05K +250 +13%
CFA
63
Carroll Financial Associates
North Carolina
$19K
SIA
64
SeaBridge Investment Advisors
New Jersey
$12K
TRCT
65
Tower Research Capital (TRC)
New York
$6K -$623 -51 -9%
NES
66
New England Securities
New York
$5K +$5.09K +417 New
Deutsche Bank
67
Deutsche Bank
Germany
$3K -$59.6K -4,878 -94%
FANJ
68
Financial Architects (New Jersey)
New Jersey
$3K
PSI
69
Pinnacle Summer Investments
Virginia
$2K +$2.44K +200 New
BSWMG
70
Barrington Strategic Wealth Management Group
Illinois
-$358K -28,125 Closed
PP
71
Paloma Partners
Connecticut
-$160K -12,550 Closed
Goldman Sachs
72
Goldman Sachs
New York
-$102K -8,014 Closed
FNBT
73
FineMark National Bank & Trust
Florida
-$22K -1,725 Closed
LWA
74
Lenox Wealth Advisors
New York
-$5K -425 Closed
AC
75
Alexandria Capital
Virginia
-$1K -115 Closed