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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Raymond James Financial
26
Raymond James Financial
Florida
$805K +$40.9K +4,978 +5%
BFM
27
Boothbay Fund Management
New York
$754K +$798K +97,000 New
CL
28
Choreo LLC
Illinois
$740K +$475K +57,820 +154%
NWMP
29
Noble Wealth Management PBC
Colorado
$727K +$769K +93,501 New
Bank of America
30
Bank of America
North Carolina
$720K -$142K -17,211 -16%
BPA
31
Beacon Pointe Advisors
California
$713K +$754K +91,709 New
RAM
32
Readystate Asset Management
Illinois
$694K +$735K +89,331 New
NCM
33
Next Capital Management
New York
$691K -$88.8K -10,798 -11%
LCM
34
Landscape Capital Management
New Jersey
$670K +$709K +86,170 New
OHA
35
Oak Hill Advisors
New York
$616K
PFA
36
Peak Financial Advisors
Colorado
$495K +$2.21K +269 +0.4%
SFS
37
Shaker Financial Services
Virginia
$471K -$178K -21,657 -26%
WS
38
Wedbush Securities
California
$447K +$10.3K +1,250 +2%
UBS Group
39
UBS Group
Switzerland
$427K +$32K +3,891 +8%
Osaic Holdings
40
Osaic Holdings
Arizona
$387K +$95.2K +11,576 +32%
Cerity Partners
41
Cerity Partners
New York
$381K +$12.3K +1,493 +3%
BBPWM
42
Blue Bell Private Wealth Management
Pennsylvania
$365K +$386K +46,945 New
SWM
43
SeaCrest Wealth Management
New York
$348K +$17.7K +2,152 +5%
Cetera Investment Advisers
44
Cetera Investment Advisers
Illinois
$342K -$165K -20,018 -31%
Jane Street
45
Jane Street
New York
$278K +$90.8K +11,036 +45%
FHA
46
Flagship Harbor Advisors
Massachusetts
$276K +$134K +16,351 +85%
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$267K -$70.4K -8,563 -20%
IWM
48
IHT Wealth Management
Illinois
$265K +$281K +34,125 New
AIA
49
Absolute Investment Advisers
Florida
$260K -$5.36M -651,948 -95%
Goldman Sachs
50
Goldman Sachs
New York
$259K -$281K -34,138 -51%