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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$495K
WS
27
Wedbush Securities
California
$467K +$168K +23,012 +60%
PFA
28
Peak Financial Advisors
Colorado
$464K +$26.7K +3,655 +6%
HighTower Advisors
29
HighTower Advisors
Illinois
$422K +$405K +55,494 New
SWM
30
SeaCrest Wealth Management
New York
$368K +$41.5K +5,695 +13%
WCMNY
31
Westchester Capital Management (New York)
New York
$339K
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$332K
Osaic Holdings
33
Osaic Holdings
Arizona
$309K -$30.1K -4,124 -9%
PA
34
Parallel Advisors
California
$290K +$985 +135 +0.4%
RJA
35
Raymond James & Associates
Florida
$285K -$24.6K -3,367 -8%
Stifel Financial
36
Stifel Financial
Missouri
$264K -$8.81K -1,208 -3%
UBS Group
37
UBS Group
Switzerland
$238K -$3.1K -425 -1%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$225K +$3.33K +457 +2%
NA
39
NewEdge Advisors
Louisiana
$222K +$66K +9,043 +45%
WSFS
40
Wilmington Savings Fund Society
Delaware
$215K +$207K +28,380 New
GP
41
Gridiron Partners
Pennsylvania
$171K -$431K -59,060 -72%
BRWA
42
B. Riley Wealth Advisors
Florida
$143K -$20.4K -2,800 -13%
KPWS
43
Kestra Private Wealth Services
Texas
$134K +$4.1K +562 +3%
JP Morgan Chase
44
JP Morgan Chase
New York
$122K
Comerica Bank
45
Comerica Bank
Texas
$117K
Corient Private Wealth
46
Corient Private Wealth
Florida
$116K +$18.8K +2,573 +20%
SCM
47
Sage Capital Management
New Jersey
$106K +$102 +14 +0.1%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$105K
AWM
49
Apollon Wealth Management
South Carolina
$101K
Royal Bank of Canada
50
Royal Bank of Canada
Ontario, Canada
$96K +$18.2K +2,500 +25%