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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$460K -$4.31K -600 -0.9%
PFA
27
Peak Financial Advisors
Colorado
$405K +$66K +9,182 +19%
ACM
28
Adalta Capital Management
New York
$386K +$33K +4,590 +9%
Osaic Holdings
29
Osaic Holdings
Arizona
$316K -$3.02M -420,419 -90%
WCMNY
30
Westchester Capital Management (New York)
New York
$315K
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$308K +$9.19K +1,278 +3%
SWM
32
SeaCrest Wealth Management
New York
$301K +$17.5K +2,432 +6%
RJA
33
Raymond James & Associates
Florida
$288K -$34.5K -4,802 -10%
WS
34
Wedbush Securities
California
$271K +$277K +38,542 New
PA
35
Parallel Advisors
California
$268K -$178K -24,694 -39%
Stifel Financial
36
Stifel Financial
Missouri
$253K +$73K +10,154 +39%
UBS Group
37
UBS Group
Switzerland
$223K -$78.2K -10,881 -26%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$206K +$41.6K +5,788 +25%
BRWA
39
B. Riley Wealth Advisors
Florida
$154K -$125K -17,446 -44%
NA
40
NewEdge Advisors
Louisiana
$143K +$38K +5,291 +35%
JWCA
41
J.W. Cole Advisors
Florida
$124K +$127K +17,634 New
KPWS
42
Kestra Private Wealth Services
Texas
$120K +$4.03K +561 +3%
JP Morgan Chase
43
JP Morgan Chase
New York
$113K
Comerica Bank
44
Comerica Bank
Texas
$109K
LSC
45
Logan Stone Capital
Illinois
$105K +$107K +14,900 New
SCM
46
Sage Capital Management
New Jersey
$97.9K -$3.8K -529 -4%
Susquehanna International Group
47
Susquehanna International Group
Pennsylvania
$97.6K
AWM
48
Apollon Wealth Management
South Carolina
$93.9K +$9.19K +1,278 +11%
Corient Private Wealth
49
Corient Private Wealth
Florida
$89.8K +$14.4K +2,000 +19%
FM
50
Family Management
New York
$88.4K -$13K -1,815 -13%