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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$558K +$30.5K +4,121 +6%
Goldman Sachs
27
Goldman Sachs
New York
$480K +$4.43K +600 +0.9%
PA
28
Parallel Advisors
California
$457K +$13.6K +1,842 +3%
ACM
29
Adalta Capital Management
New York
$366K +$15K +2,025 +4%
PFA
30
Peak Financial Advisors
Colorado
$352K +$32.4K +4,386 +10%
RJA
31
Raymond James & Associates
Florida
$334K -$74.4K -10,064 -18%
WCMNY
32
Westchester Capital Management (New York)
New York
$326K
AIA
33
Absolute Investment Advisers
Florida
$317K +$322K +43,533 New
QL
34
Quarry LP
New York
$317K +$322K +43,533 New
UBS Group
35
UBS Group
Switzerland
$311K -$131K -17,728 -29%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$310K +$314K +42,507 New
BRWA
37
B. Riley Wealth Advisors
Florida
$302K +$73.5K +9,946 +34%
SWM
38
SeaCrest Wealth Management
New York
$294K +$16K +2,160 +6%
CA
39
Cetera Advisors
Colorado
$292K
SRC
40
Shufro Rose & Co
New York
$227K -$37.2K -5,029 -14%
Stifel Financial
41
Stifel Financial
Missouri
$188K +$20.3K +2,750 +12%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$171K -$34.9K -4,718 -17%
KPWS
43
Kestra Private Wealth Services
Texas
$120K +$5.55K +751 +5%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$117K +$5.55K +751 +5%
JP Morgan Chase
45
JP Morgan Chase
New York
$117K
Comerica Bank
46
Comerica Bank
Texas
$113K -$4.8K -650 -4%
NA
47
NewEdge Advisors
Louisiana
$109K +$111K +14,970 New
AA
48
AQR Arbitrage
Connecticut
$109K -$471K -63,750 -81%
SCM
49
Sage Capital Management
New Jersey
$105K +$333 +45 +0.3%
FM
50
Family Management
New York
$105K