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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJFSA
26
Raymond James Financial Services Advisors
Florida
$586K -$3.41K -437 -0.6%
RJA
27
Raymond James & Associates
Florida
$507K -$13.1K -1,683 -2%
Goldman Sachs
28
Goldman Sachs
New York
$505K -$7.81K -1,000 -1%
RCM
29
Robinson Capital Management
Michigan
$450K
PA
30
Parallel Advisors
California
$429K +$25.6K +3,277 +6%
UBS Group
31
UBS Group
Switzerland
$346K -$8.34K -1,067 -2%
WCMNY
32
Westchester Capital Management (New York)
New York
$343K
Walleye Capital
33
Walleye Capital
New York
$311K
CA
34
Cetera Advisors
Colorado
$307K
BRWA
35
B. Riley Wealth Advisors
Florida
$302K +$61.2K +7,830 +25%
SWM
36
SeaCrest Wealth Management
New York
$298K +$4.48K +573 +1%
AA
37
AQR Arbitrage
Connecticut
$281K +$90.7K +11,606 +46%
SRC
38
Shufro Rose & Co
New York
$278K -$40.3K -5,156 -12%
ACM
39
Adalta Capital Management
New York
$225K +$71.1K +9,100 +45%
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$179K -$47.2K -6,043 -21%
Stifel Financial
41
Stifel Financial
Missouri
$177K -$984 -126 -0.5%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$157K +$22.9K +2,930 +17%
IP
43
Ignite Planners
California
$133K +$137K +17,541 New
CIA
44
Capital Investment Advisors
Georgia
$130K +$132K +16,945 New
Comerica Bank
45
Comerica Bank
Texas
$124K +$126K +16,121 New
JP Morgan Chase
46
JP Morgan Chase
New York
$123K
WWM
47
Western Wealth Management
Colorado
$123K -$83.7K -10,715 -40%
FM
48
Family Management
New York
$121K
KPWS
49
Kestra Private Wealth Services
Texas
$117K +$3.57K +457 +3%
APG
50
Abacus Planning Group
South Carolina
$96.4K