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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
26
Parallel Advisors
California
$404K +$47.9K +6,029 +13%
UBS Group
27
UBS Group
Switzerland
$355K -$88.3K -11,118 -19%
WCMNY
28
Westchester Capital Management (New York)
New York
$344K
SRC
29
Shufro Rose & Co
New York
$319K -$14.3K -1,805 -4%
Walleye Capital
30
Walleye Capital
New York
$312K
CA
31
Cetera Advisors
Colorado
$308K
SWM
32
SeaCrest Wealth Management
New York
$295K +$12.5K +1,569 +4%
HNB
33
Huntington National Bank
Ohio
$245K
BRWA
34
B. Riley Wealth Advisors
Florida
$243K +$342 +43 +0.1%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$225K +$4.29K +540 +2%
WWM
36
Western Wealth Management
Colorado
$205K +$212K +26,680 New
AA
37
AQR Arbitrage
Connecticut
$193K -$172K -21,680 -46%
Stifel Financial
38
Stifel Financial
Missouri
$179K +$15.7K +1,980 +9%
ACM
39
Adalta Capital Management
New York
$156K +$161K +20,225 New
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$140K -$16.5K -2,074 -10%
Commonwealth Equity Services
41
Commonwealth Equity Services
Massachusetts
$134K +$23.4K +2,950 +20%
Wells Fargo
42
Wells Fargo
California
$132K -$6.68K -841 -5%
JP Morgan Chase
43
JP Morgan Chase
New York
$123K
FM
44
Family Management
New York
$121K
KPWS
45
Kestra Private Wealth Services
Texas
$114K +$3.55K +447 +3%
APG
46
Abacus Planning Group
South Carolina
$96.6K
MC
47
Meteora Capital
Florida
$90.8K
AWM
48
Apollon Wealth Management
South Carolina
$87.2K
LWP
49
Lumature Wealth Partners
Georgia
$65.5K
WC
50
Winmill & Co
New Hampshire
$27.7K