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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PA
26
Parallel Advisors
California
$379K +$313K +38,729 +499%
WCMNY
27
Westchester Capital Management (New York)
New York
$364K
SRC
28
Shufro Rose & Co
New York
$352K -$29.2K -3,610 -8%
Walleye Capital
29
Walleye Capital
New York
$330K
IP
30
Investment Partners
Ohio
$328K
CA
31
Cetera Advisors
Colorado
$326K
SWM
32
SeaCrest Wealth Management
New York
$299K +$296K +36,692 New
CCP
33
Clough Capital Partners
Massachusetts
$267K -$103K -12,794 -28%
BRWA
34
B. Riley Wealth Advisors
Florida
$256K +$2K +248 +0.8%
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$235K -$87.3K -10,810 -27%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$217K +$122K +15,134 +132%
Stifel Financial
37
Stifel Financial
Missouri
$173K -$258 -32 -0.2%
Rockefeller Capital Management
38
Rockefeller Capital Management
New York
$164K +$8.61K +1,066 +6%
ICMP
39
Integrated Capital Management (Pennsylvania)
Pennsylvania
$154K -$13.3K -1,642 -8%
Wells Fargo
40
Wells Fargo
California
$147K -$6.64K -822 -4%
LPL Financial
41
LPL Financial
California
$144K -$43.1K -5,340 -23%
JP Morgan Chase
42
JP Morgan Chase
New York
$130K
FM
43
Family Management
New York
$129K
CIA
44
Capital Investment Advisors
Georgia
$125K -$1.92K -238 -2%
Commonwealth Equity Services
45
Commonwealth Equity Services
Massachusetts
$118K +$117K +14,512 New
KPWS
46
Kestra Private Wealth Services
Texas
$117K +$3.45K +427 +3%
WS
47
Wedbush Securities
California
$112K +$10.8K +1,342 +11%
HF
48
HRT Financial
New York
$106K +$106K +13,071 New
APG
49
Abacus Planning Group
South Carolina
$102K +$101K +12,547 New
MC
50
Meteora Capital
Florida
$96.1K +$95.3K +11,796 New