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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PAS
26
Park Avenue Securities
New York
$671K +$81.2K +9,268 +14%
APSP
27
Asset Planning Services (Pennsylvania)
Pennsylvania
$642K +$4.21K +481 +0.7%
FFA
28
First Foundation Advisors
California
$514K +$3.89K +444 +0.8%
Ameriprise
29
Ameriprise
Minnesota
$440K +$96K +10,956 +28%
MSL
30
Mackay Shields LLC
New York
$377K
HF
31
HRT Financial
New York
$358K +$356K +40,683 New
AAM
32
Autus Asset Management
Arizona
$357K -$15.8K -1,807 -4%
IP
33
Investment Partners
Ohio
$355K
Osaic Holdings
34
Osaic Holdings
Arizona
$349K -$248K -28,354 -41%
Stifel Financial
35
Stifel Financial
Missouri
$338K -$25K -2,857 -7%
WCMNY
36
Westchester Capital Management (New York)
New York
$326K
KPWS
37
Kestra Private Wealth Services
Texas
$300K +$299K +34,091 New
AC
38
Almitas Capital
California
$296K +$294K +33,530 New
PTP
39
Platform Technology Partners
New York
$295K
OFG
40
OTA Financial Group
New York
$262K +$261K +29,738 New
HWA
41
HCR Wealth Advisors
California
$255K
Invesco
42
Invesco
Georgia
$253K -$9.23M -1,053,491 -97%
VEA
43
Virtus ETF Advisers
New York
$239K -$95.4K -10,887 -29%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$218K -$12.8K -1,464 -6%
CIA
45
Capital Investment Advisors
Georgia
$218K -$8.3K -948 -4%
Commonwealth Equity Services
46
Commonwealth Equity Services
Massachusetts
$205K -$12.4K -1,412 -6%
CL
47
CPWM LLC
Washington
$185K
Citigroup
48
Citigroup
New York
$181K +$110K +12,517 +156%
Goldman Sachs
49
Goldman Sachs
New York
$181K +$180K +20,507 New
PMFA
50
Plante Moran Financial Advisors
Michigan
$181K +$180K +20,546 New