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BRW

Saba Capital Income & Opportunities Fund

Name Holding Trade Value Shares
Change
Change in
Stake
APSP
26
Asset Planning Services (Pennsylvania)
Pennsylvania
$589K -$7.97K -1,000 -1%
Osaic Holdings
27
Osaic Holdings
Arizona
$559K +$17.5K +2,190 +3%
PAS
28
Park Avenue Securities
New York
$544K +$108K +13,519 +25%
FFA
29
First Foundation Advisors
California
$471K -$319K -40,010 -41%
SFS
30
Shaker Financial Services
Virginia
$444K +$435K +54,522 New
MSL
31
Mackay Shields LLC
New York
$348K +$341K +42,756 New
AAM
32
Autus Asset Management
Arizona
$344K
Stifel Financial
33
Stifel Financial
Missouri
$336K -$3.16M -396,496 -91%
IP
34
Investment Partners
Ohio
$327K
Ameriprise
35
Ameriprise
Minnesota
$317K -$54.8K -6,868 -15%
VEA
36
Virtus ETF Advisers
New York
$309K -$1.28M -160,402 -81%
WCMNY
37
Westchester Capital Management (New York)
New York
$300K -$616K -77,273 -68%
PTP
38
Platform Technology Partners
New York
$272K -$3.1K -389 -1%
HWA
39
HCR Wealth Advisors
California
$234K
Royal Bank of Canada
40
Royal Bank of Canada
Ontario, Canada
$213K -$23.7K -2,969 -10%
CIA
41
Capital Investment Advisors
Georgia
$209K -$10.4K -1,300 -5%
Commonwealth Equity Services
42
Commonwealth Equity Services
Massachusetts
$200K +$22.1K +2,768 +13%
WS
43
Wedbush Securities
California
$173K
CL
44
CPWM LLC
Washington
$171K
KIA
45
KCM Investment Advisors
California
$170K -$5.77K -724 -3%
UR
46
USCA RIA
Texas
$142K +$140K +17,500 New
LPL Financial
47
LPL Financial
California
$134K -$34.1K -4,280 -21%
Susquehanna International Group
48
Susquehanna International Group
Pennsylvania
$130K +$30.7K +3,847 +32%
D.E. Shaw & Co
49
D.E. Shaw & Co
New York
$102K
AFP
50
Ausdal Financial Partners
Iowa
$93K