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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
JFA
176
JNBA Financial Advisors
Minnesota
$13K – – –
WT
177
Whittier Trust
California
$13K – – –
AIM
178
Advantage Investment Management
Iowa
$13K +$640 +6 +5%
NSB
179
Norway Savings Bank
Maine
$11K – – –
BFEC
180
Benjamin F. Edwards & Company
Missouri
$10K +$10K +94 New
RCA
181
Rowland Carmichael Advisors
Arizona
$4K – – –
PA
182
Parallel Advisors
California
$3K – – –
OMC
183
Old Mission Capital
Illinois
– -$1.39M -13,110 Closed
SCA
184
Salient Capital Advisors
Texas
– -$837K -7,892 Closed
B
185
Bridgeworth
Alabama
– -$720K -6,796 Closed
Bank of New York Mellon
186
Bank of New York Mellon
New York
– -$689K -6,494 Closed
PCM
187
Peak Capital Management
Colorado
– -$640K -6,032 Closed
US Bancorp
188
US Bancorp
Minnesota
– -$401K -3,782 Closed
IH
189
IFC Holdings
Florida
– -$373K -3,508 Closed
WP
190
WealthPLAN Partners
Nebraska
– -$353K -3,332 Closed
BAAM
191
Baker Avenue Asset Management
California
– -$287K -2,709 Closed
PAS
192
Partnervest Advisory Services
California
– -$280K -2,637 Closed
SFG
193
StrategIQ Financial Group
Indiana
– -$214K -2,015 Closed
EDRH
194
Edmond de Rothschild Holding
Switzerland
– -$201K -1,897 Closed
EFS
195
Essex Financial Services
Connecticut
– -$200K -1,890 Closed
Creative Planning
196
Creative Planning
Kansas
– -$145K -1,369 Closed
SF
197
Synovus Financial
Georgia
– -$127K -1,219 Closed
MWM
198
Mascoma Wealth Management
New Hampshire
– -$25K -235 Closed
Simplex Trading
199
Simplex Trading
Illinois
– -$18K -170 Closed
LWM
200
Lenox Wealth Management
Ohio
– -$4K -42 Closed
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