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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
AIM
176
Advantage Investment Management
Iowa
$12K -$7.79K -74 -38%
AAM
177
Advisors Asset Management
Colorado
$4K – – –
CFS
178
Commonwealth Financial Services
West Virginia
$4K – – –
RCA
179
Rowland Carmichael Advisors
Arizona
$4K – – –
PSUF
180
People's United Financial
Connecticut
$3K – – –
PA
181
Parallel Advisors
California
$3K +$2.53K +24 New
WI
182
WBI Investments
New Jersey
– -$14.7M -136,156 Closed
Jane Street
183
Jane Street
New York
– -$9.14M -84,685 Closed
ACM
184
Avalon Capital Management
California
– -$6.05M -56,037 Closed
FCCM
185
First City Capital Management
Georgia
– -$119K -11,529 Closed
CWM
186
Concert Wealth Management
California
– -$760K -7,031 Closed
AI
187
Atria Investments
North Carolina
– -$730K -6,767 Closed
Susquehanna International Group
188
Susquehanna International Group
Pennsylvania
– -$656K -6,234 Closed
RIA
189
Regal Investment Advisors
Michigan
– -$640K -5,928 Closed
Franklin Resources
190
Franklin Resources
California
– -$617K -5,716 Closed
FHC
191
First Heartland Consultants
Missouri
– -$374K -3,468 Closed
Millennium Management
192
Millennium Management
New York
– -$373K -3,456 Closed
Mariner
193
Mariner
Kansas
– -$228K -2,113 Closed
SNT
194
Security National Trust
West Virginia
– -$138K -1,275 Closed
CAW
195
Cornerstone Advisors (Washington)
Washington
– -$108K -1,000 Closed
IWMPD
196
Integrated Wealth Management (Palm Desert)
California
– -$73K -677 Closed
ACM
197
Argentus Capital Management
Texas
– -$60K -552 Closed
KA
198
Klingman & Associates
New York
– -$25K -230 Closed
CFA
199
Carroll Financial Associates
North Carolina
– -$24K -225 Closed
S
200
SignatureFD
Georgia
– -$24K -218 Closed
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