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PIMCO Active Bond Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CAPTRUST Financial Advisors
151
CAPTRUST Financial Advisors
North Carolina
$36K – – –
TFA
152
Transamerica Financial Advisors
Florida
$33K -$363K -3,397 -92%
PG
153
Patten Group
Tennessee
$31.6K – – –
SA
154
SRH Advisors
Kansas
$26K – – –
CCS
155
Crosspoint Capital Strategies
California
$25K -$236K -2,206 -90%
SNT
156
Security National Trust
West Virginia
$25K – – –
KA
157
Klingman & Associates
New York
$24K – – –
DAM
158
Delta Asset Management
Tennessee
$20K – – –
CAL
159
Capital Advisors Ltd
Ohio
$20K +$107 +1 +0.5%
Creative Planning
160
Creative Planning
Kansas
$16K +$16K +150 New
HI
161
Hudock Inc
Pennsylvania
$14K -$116K -1,090 -89%
JFA
162
JNBA Financial Advisors
Minnesota
$13K – – –
Schroder Investment Management Group
163
Schroder Investment Management Group
United Kingdom
$12K – – –
Carson Wealth (CWM LLC)
164
Carson Wealth (CWM LLC)
Nebraska
$9K +$8.87K +83 New
WEC
165
Winslow Evans & Crocker
Massachusetts
$6.75K – – –
WRM
166
Westport Resources Management
Connecticut
$5K – – –
KTC
167
Kistler-Tiffany Companies
Pennsylvania
$5K +$4.7K +44 New
Northwestern Mutual Wealth Management
168
Northwestern Mutual Wealth Management
Wisconsin
$5K +$5.34K +50 New
AAM
169
Advisors Asset Management
Colorado
$4K +$3.74K +35 New
PSUF
170
People's United Financial
Connecticut
$3K – – –
WA
171
Waverly Advisors
Alabama
$2K – – –
FIG
172
FundX Investment Group
California
– -$19.1M -178,251 Closed
AP
173
Advisors Preferred
Maryland
– -$1.94M -18,105 Closed
OCM
174
One Capital Management
California
– -$1.16M -10,814 Closed
Northern Trust
175
Northern Trust
Illinois
– -$706K -6,596 Closed