Northern Trust’s PIMCO Active Bond Exchange-Traded Fund BOND Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-2,416	Closed	-$274K	–	4476
2020 Q4	$274K	Buy	+2,416	New	+$271K	﹤0.01%	3890
2020 Q1	–	Sell	-3,332	Closed	-$359K	–	4219
2019 Q4	$359K	Buy	3,332 +1,405	+73%	+$152K	﹤0.01%	3641
2019 Q3	$210K	Sell	1,927 -2,438	-56%	-$264K	﹤0.01%	3753
2019 Q2	$469K	Sell	4,365 -579	-12%	-$61.3K	﹤0.01%	3570
2019 Q1	$521K	Buy	+4,944	New	+$513K	﹤0.01%	3530
2017 Q4	–	Sell	-2,294	Closed	-$245K	–	4245
2017 Q3	$245K	Sell	2,294 -1,406	-38%	-$150K	﹤0.01%	3734
2017 Q2	$392K	Buy	+3,700	New	+$392K	﹤0.01%	3629
2015 Q3	–	Sell	-6,596	Closed	-$706K	–	4293
2015 Q2	$706K	Buy	6,596 +300	+5%	+$32.5K	﹤0.01%	3455
2015 Q1	$693K	Buy	+6,296	New	+$689K	﹤0.01%	3525
2014 Q4	–	Sell	-1,930	Closed	-$210K	–	4271
2014 Q3	$210K	Buy	+1,930	New	+$210K	﹤0.01%	3821
2014 Q1	–	Sell	-2,082	Closed	-$218K	–	4178
2013 Q4	$218K	Sell	2,082 -3,925	-65%	-$416K	﹤0.01%	3700
2013 Q3	$636K	Buy	6,007 +32	+0.5%	+$3.36K	﹤0.01%	3418
2013 Q2	$630K	Buy	+5,975	New	+$652K	﹤0.01%	3408