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PIMCO Active Bond Exchange-Traded Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NPC
101
National Planning Corporation
California
$936K -$3.54M -33,716 -79%
FA
102
FMA Advisory
Pennsylvania
$930K -$34K -324 -4%
CAW
103
Cornerstone Advisors (Washington)
Washington
$929K +$142K +1,347 +18%
FIM
104
Frontier Investment Management
Texas
$914K +$211K +2,007 +30%
Creative Planning
105
Creative Planning
Kansas
$914K +$733K +6,975 +420%
ICAS
106
Investors Capital Advisory Services
Massachusetts
$890K -$871K -8,287 -50%
AT
107
Arden Trust
Delaware
$866K +$562K +5,346 +189%
WP
108
WMS Partners
Maryland
$856K
Barclays
109
Barclays
United Kingdom
$834K -$981K -9,338 -54%
FBT
110
Founders Bank & Trust
Michigan
$830K +$67.8K +645 +9%
AFG
111
Albion Financial Group
Utah
$766K -$97.2K -925 -11%
HCM
112
Harvest Capital Management
New Hampshire
$766K -$7.88K -75 -1%
ICOA
113
Investment Centers of America
North Dakota
$746K +$102K +968 +16%
SCM
114
SCS Capital Management
Massachusetts
$726K +$720K +6,855 New
HSBC Holdings
115
HSBC Holdings
United Kingdom
$688K
AI
116
Atria Investments
North Carolina
$665K +$348K +3,315 +112%
KeyBank National Association
117
KeyBank National Association
Ohio
$661K
Northern Trust
118
Northern Trust
Illinois
$636K +$3.36K +32 +0.5%
KFS
119
KMS Financial Services
Washington
$621K -$169K -1,611 -22%
FIG
120
FundX Investment Group
California
$603K -$122K -1,166 -17%
VAS
121
Valicenti Advisory Services
New York
$593K
PIM
122
Parasol Investment Management
Illinois
$593K +$588K +5,600 New
MCTIC
123
MacGuire Cheswick & Tuttle Investment Counsel
Connecticut
$552K -$842K -8,018 Closed
BTS
124
BB&T Securities
Virginia
$547K +$25.2K +240 +5%
QCMC
125
Quantum Capital Management (California)
California
$506K +$213K +2,023 +73%