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PIMCO Active Bond Exchange-Traded Fund
BOND

Name Holding Trade Value Shares
Change 		Change in
Stake
HI
26
Hudock Inc
Pennsylvania
$12.1M +$12.5M +114,415 New
PI
27
Placemark Investments
Illinois
$12M +$12.4M +113,768 New
CAL
28
Capital Analysts LLC
Pennsylvania
$11.9M +$12.3M +112,589 New
CS
29
Credit Suisse
Switzerland
$11.7M +$12.1M +111,233 New
HighTower Advisors
30
HighTower Advisors
Illinois
$11.3M +$11.7M +106,977 New
DADC
31
D.A. Davidson & Co
Montana
$11.1M +$11.5M +105,090 New
SGAM
32
Steinberg Global Asset Management
Florida
$9.05M +$9.36M +85,797 New
B
33
Baird
Wisconsin
$8.62M +$8.92M +81,737 New
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$7.39M +$7.64M +70,063 New
BAAM
35
Baker Avenue Asset Management
California
$7.38M +$7.62M +69,826 New
LGWM
36
Litman Gregory Wealth Management
California
$7.28M +$7.53M +68,997 New
RVP
37
Relative Value Partners
Illinois
$6.86M +$7.09M +64,997 New
Goldman Sachs
38
Goldman Sachs
New York
$6.4M +$6.62M +60,665 New
Mariner
39
Mariner
Kansas
$6.11M +$6.32M +57,915 New
AGA
40
Accuvest Global Advisors
Utah
$6.04M +$6.24M +57,220 New
PA
41
Pinnacle Associates
New York
$5.82M +$6.02M +55,180 New
GA
42
Gateway Advisory
New Jersey
$5.78M +$5.97M +54,773 New
ACM
43
Avalon Capital Management
California
$5.63M +$5.82M +53,374 New
Rafferty Asset Management
44
Rafferty Asset Management
New York
$5.27M +$5.45M +50,000 New
RJA
45
Raymond James & Associates
Florida
$5.12M +$5.29M +48,523 New
BSWMG
46
Barrington Strategic Wealth Management Group
Illinois
$4.89M +$5.06M +46,404 New
Deutsche Bank
47
Deutsche Bank
Germany
$4.64M +$4.8M +43,972 New
NPC
48
National Planning Corporation
California
$4.49M +$4.64M +42,524 New
SNC
49
Stifel Nicolaus & Co
Missouri
$4.38M +$4.53M +41,535 New
CAN
50
Cetera Advisor Networks
California
$4.35M +$4.49M +41,193 New
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