Innovator US Equity Buffer ETF October
BOCT
28 hedge funds and large institutions have $101M invested in Innovator US Equity Buffer ETF October in 2019 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 5 closing their positions.
160% more repeat investments, than reductions
Existing positions increased: 13 | Existing positions reduced: 5
100% more first-time investments, than exits
New positions opened: 10 | Existing positions closed: 5
22% more funds holding
Funds holding: 23 → 28 (+5)
12% more capital invested
Capital invested by funds: $89.9M → $101M (+$11.2M)
10.03% more ownership
Funds ownership: 48.87% → 58.9% (+10%)
0% more funds holding in top 10
Funds holding in top 10: 3 → 3 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DI
DFPG Investments
Sandy,
Utah
|
+$1.63M |
| 2 |
BMM
Berkshire Money Management
Dalton,
Massachusetts
|
+$1.61M |
| 3 |
Wolverine Trading
Chicago,
Illinois
|
+$731K |
| 4 |
LPL Financial
San Diego,
California
|
+$594K |
| 5 |
LJAC
L.J. Altfest & Co
New York
|
+$546K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Citadel Advisors
Miami,
Florida
|
-$4.52M |
| 2 |
ACM
Arlington Capital Management
Arlington Heights,
Illinois
|
-$2.66M |
| 3 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$1.89M |
| 4 |
RIA
Regal Investment Advisors
Kentwood,
Michigan
|
-$1.28M |
| 5 |
PCS
Personal CFO Solutions
Chester,
New Jersey
|
-$988K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
UBS Group
Zurich,
Switzerland
| $47K | +$46K | +1,806 | New |
|
|
RIA
27
Realta Investment Advisors
Wilmington,
Delaware
| $32K | -$42.7K | -1,675 | -57% |
|
|
GEA
28
Glen Eagle Advisors
Kingston,
New Jersey
| $2.62K | +$2.55K | +100 | New |
|
|
29
Citadel Advisors
Miami,
Florida
| – | -$4.52M | -181,590 | Closed |
|
|
SPC
30
Sigma Planning Corp
Ann Arbor,
Michigan
| – | -$1.89M | -76,091 | Closed |
|
|
RIA
31
Regal Investment Advisors
Kentwood,
Michigan
| – | -$1.28M | -51,676 | Closed |
|
|
PCS
32
Personal CFO Solutions
Chester,
New Jersey
| – | -$988K | -39,742 | Closed |
|
|
FEG
33
Financial Enhancement Group
Anderson,
Indiana
| – | -$793K | -31,900 | Closed |
|
BOCT Hedge Fund Activity: Q4 2019 in Review
28 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Buffer ETF October (BOCT) for Q4 2019, worth a combined $101M — up 12% from $89.9M a quarter earlier.
Buyers outnumbered sellers: 10 funds opened new BOCT positions and 5 closed out — a net gain of 5 holders — while 13 added to existing stakes and 5 trimmed.
The largest buyer was DFPG Investments, opening a new position worth an estimated $1.63M. The largest seller was Citadel Advisors, exiting entirely with an estimated $4.52M sold.
- 28 institutional investors held Innovator US Equity Buffer ETF October (BOCT) as of Q4 2019, up from 23 in Q3 2019.
- Funds reported $101M of Innovator US Equity Buffer ETF October stock for Q4 2019, up 12% quarter-over-quarter.
- 10 funds opened new Innovator US Equity Buffer ETF October positions in Q4 2019 and 5 closed out, a net change of +5 holders.
- The largest Innovator US Equity Buffer ETF October buyer in Q4 2019 was DFPG Investments, an estimated $1.63M added.
- The largest Innovator US Equity Buffer ETF October seller in Q4 2019 was Citadel Advisors, an estimated $4.52M sold.
Based on aggregated 13F filings for Q4 2019.