UBS Group’s Innovator US Equity Buffer ETF October BOCT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-163	Closed	-$6.78K	–	9516
2024 Q2	$6.78K	Sell	163 -655	-80%	-$26.7K	﹤0.01%	7889
2024 Q1	$33.1K	Buy	818 +774	+1,759%	+$30.6K	﹤0.01%	6691
2023 Q4	$1.69K	Buy	+44	New	+$1.61K	﹤0.01%	8242
2023 Q3	–	Sell	-2,947	Closed	-$107K	–	9484
2023 Q2	$107K	Buy	2,947 +276	+10%	+$9.55K	﹤0.01%	5963
2023 Q1	$90.3K	Buy	+2,671	New	+$88K	﹤0.01%	5977
2022 Q3	–	Sell	-629	Closed	-$19K	–	10343
2022 Q2	$19K	Sell	629 -1,027	-62%	-$32.8K	﹤0.01%	6930
2022 Q1	$56K	Buy	1,656 +603	+57%	+$20.2K	﹤0.01%	6375
2021 Q4	$36K	Buy	+1,053	New	+$35.7K	﹤0.01%	7198
2021 Q1	–	Sell	-10	Closed	–	–	9011
2020 Q4	$0	Buy	+10	New	+$290	﹤0.01%	8393
2020 Q3	–	Sell	-1,055	Closed	-$27K	–	7989
2020 Q2	$27K	Sell	1,055 -1,887	-64%	-$46.7K	﹤0.01%	6339
2020 Q1	$66K	Buy	2,942 +1,136	+63%	+$28.5K	﹤0.01%	5602
2019 Q4	$47K	Buy	+1,806	New	+$46K	﹤0.01%	6377