ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

70 hedge funds and large institutions have $174M invested in ASA Gold and Precious Metals in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 20 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
70
Holders Change
+13
Holders Change %
+22.81%
% of All Funds
1.24%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
16
Increased
20
Reduced
12
Closed
3
Calls
$401K
Puts
$1.03M
Net Calls
-$632K
Net Calls Change
-$241K

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$62M
2
COLIM
2
City of London Investment Management
United Kingdom
$6.71M
3
QC
3
Quantedge Capital
Singapore
$2.75M
4
WAM
4
Wolverine Asset Management
Illinois
$2.28M
5
VC
5
Veracity Capital
Georgia
$2.12M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$298K
2
BFM
2
Boothbay Fund Management
New York
$0
3
UCI
3
Uncommon Cents Investing
Wisconsin
$12.9M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$281K
5
Stifel Financial
5
Stifel Financial
Missouri
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DWM
26
Dorchester Wealth Management
Quebec, Canada
$502K 22,975 -2,100 -8%
MAM
27
Marquette Asset Management
Minnesota
$493K 22,530 – –
SMA
28
Sage Mountain Advisors
Georgia
$479K 21,918 +21,918 New
BFA
29
Bragg Financial Advisors
North Carolina
$416K 19,000 – –
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$414K 18,921 -301 -2%
IAIM
31
International Assets Investment Management
Florida
$398K 18,183 +18,183 New
CRC
32
Curi RMB Capital
Illinois
$382K 17,481 +17,481 New
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
$358K 16,385 – –
Commonwealth Equity Services
34
Commonwealth Equity Services
Massachusetts
$318K 14,543 -3,796 -21%
BI
35
Bulldog Investors
New Jersey
$298K 13,645 -68,558 -83%
Walleye Trading
36
Walleye Trading
New York
$282K 12,906 +12,906 New
RJFSA
37
Raymond James Financial Services Advisors
Florida
$281K 12,850 -13,870 -52%
SI
38
Stephens Inc
Arkansas
$260K 11,910 +120 +1%
SPIA
39
Steward Partners Investment Advisory
New York
$253K 11,567 – –
KP
40
Keel Point
Alabama
$241K 11,026 – –
BWA
41
Beam Wealth Advisors
Louisiana
$220K 10,052 -708 -7%
LNC
42
Lincoln National Corp
Pennsylvania
$215K 9,838 +312 +3%
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$210K 9,635 +1,200 +14%
WCM
44
Whitener Capital Management
North Carolina
$200K 9,180 +9,180 New
Osaic Holdings
45
Osaic Holdings
Arizona
$159K 7,279 +3,050 +72%
TJHA
46
Thomas J. Herzfeld Advisors
Florida
$110K 5,031 +3 +0.1%
HPC
47
HM Payson & Co
Maine
$109K 5,000 – –
SBSB
48
Sullivan, Bruyette, Speros & Blaney
Virginia
$109K 5,000 +5,000 New
AA
49
Ancora Advisors
Ohio
$99K 4,504 -1,000 -18%
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$55K 2,500 +1,000 +67%
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