ASA

ASA Gold and Precious Metals
ASA

Overview Fund Activity

57 hedge funds and large institutions have $147M invested in ASA Gold and Precious Metals in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 7 increasing their positions, 23 reducing their positions, and 11 closing their positions.

Holders
57
Holders Change
-6
Holders Change %
-9.52%
% of All Funds
1.15%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.08%
New
6
Increased
7
Reduced
23
Closed
11
Calls
$177K
Puts
$568K
Net Calls
-$391K
Net Calls Change
-$359K

Top Buyers

1
ADBIC
1
A.D. Beadell Investment Counsel
Wisconsin
$4.34M
2
RJA
2
Raymond James & Associates
Florida
$6.83M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$409K
4
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$1.78M
5
KP
5
Keel Point
Alabama
$235K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$21.9M
2
BI
2
Bulldog Investors
New Jersey
$1.75M
3
CRC
3
Curi RMB Capital
Illinois
$0
4
COLIM
4
City of London Investment Management
United Kingdom
$3.85M
5
BFM
5
Boothbay Fund Management
New York
$1.46M
Name Market Value Shares Shares
Change 		Shares
Change %
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$349K 16,385 -13,860 -46%
Walleye Capital
27
Walleye Capital
New York
$313K 14,695 -19,298 -57%
SI
28
Stephens Inc
Arkansas
$251K 11,790 -5,075 -30%
SPIA
29
Steward Partners Investment Advisory
New York
$246K 11,567 +4,358 +60%
KP
30
Keel Point
Alabama
$235K 11,026 +11,026 New
BWA
31
Beam Wealth Advisors
Louisiana
$229K 10,760 +350 +3%
Stifel Financial
32
Stifel Financial
Missouri
$206K 9,700 +9,700 New
LNC
33
Lincoln National Corp
Pennsylvania
$203K 9,526 -1,170 -11%
BBPWM
34
Blue Bell Private Wealth Management
Pennsylvania
$179K 8,435 +410 +5%
AA
35
Ancora Advisors
Ohio
$117K 5,504 – –
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$107K 5,028 – –
HPC
37
HM Payson & Co
Maine
$106K 5,000 – –
Osaic Holdings
38
Osaic Holdings
Arizona
$90K 4,229 -200 -5%
CG
39
Cutler Group
California
$47K 2,241 +2,241 New
PFGIA
40
Patriot Financial Group Insurance Agency
Massachusetts
$43K 2,000 – –
HCM
41
Highlander Capital Management
New Jersey
$36K 1,700 – –
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$35K 1,643 +1,643 New
PNC Financial Services Group
43
PNC Financial Services Group
Pennsylvania
$32K 1,500 -2,244 -60%
CCM
44
Covington Capital Management
California
$32K 1,500 – –
Bank of Montreal
45
Bank of Montreal
Ontario, Canada
$31K 1,500 – –
GEA
46
Glen Eagle Advisors
New Jersey
$28K 1,315 – –
SFS
47
Sowell Financial Services
Arkansas
$22K 1,012 -5 -0.5%
TCOV
48
Trust Company of Vermont
Vermont
$19K 900 – –
GWM
49
Geneos Wealth Management
Colorado
$16K 800 – –
RE
50
RBC Europe
United Kingdom
$16K 750 – –
1
2
3